United States:
FINRA Extends Pilot For Transactions In Exchange-Listed Securities
29 April 2019
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
FINRA filed for immediate effectiveness a proposal
to extend until October 18, 2019 a pilot program concerning
FINRA Rule 11892 ("Clearly Erroneous Transactions in
Exchange-Listed Securities").
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Corporate Transparency Act Update
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.