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18 March 2021

FINRA Proposes Further Extension Of Pilot Program On Clearly Erroneous Transactions - March 16, 2021

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FINRA proposed extending until October 20, 2021 a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities under FINRA Rule 11892.
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FINRA proposed extending until October 20, 2021 a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities under FINRA Rule 11892. The pilot has been extended several times. It is currently set to expire on April 20, 2021.

Comments on the extension must be submitted no more than 21 days after the proposal's publication in the Federal Register.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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