For more detail on this and other regulatory developments, read the individual posts below.
CDS clearing RTS published in the OJEU: RTS on the clearing obligation under EMIR for classes of CDS over-the-counter derivative contracts has been published in the OJEU and takes effect on 9 May.
Court grants injunction to protect bank from ML concerns: The High Court has heard an application for a mandatory injunction from a payment institution whose accounts a bank had closed.
FCA and PRA propose implementation of the Enforcement Review: FCA and PRA are consulting on proposed implementation of the enforcement review and the Green report into enforcement actions following the failure of HBOS.
FCA publishes findings on inducements and conflicts: FCA has published the key findings from its 2015 thematic review of the benefits provided and received by firms conducting business subject to MiFID, and those carrying out regulated activities in relation to a retail investment product.
Compliance Register 2016 Regulatory Summit: Dentons is pleased to be hosting and providing several speakers at the Compliance Register 2016 Regulatory Summit on 6 June. To book your place, please contact Ben Goh at the Compliance Register.
Compliance Register Financial Crime Compliance Certificate: Dentons is pleased to be hosting and providing the morning presentations at the Compliance Register Financial Crime Compliance Certificate course on 15 June. For further information, please contact Ben Goh at the Compliance Register.
More work needed on Privacy Shield: EU data protection authorities say more work is needed on the EU-US Privacy Shield. We have written an article on the current views.
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