China: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
China: China Announced Proposed Penalties On Cross-Border Securities Business: What Overseas Institutions Should Watch?
China's securities regulator has announced proposed penalties against overseas online brokerage firms for providing services to mainland investors without proper authorization. The enforcement action highlights the complex regulatory framework governing cross-border financial services in China, where distinctions between relationship management and systematic solicitation can determine compliance. Overseas institutions must carefully navigate licensing requirements, marketing restrictions, investor qualific
China Finance
KG
K&L Gates LLP
Article
China: A Real Opening-Up, Or Opening-Up With Boundaries? Where Is China’s Capital Market Heading?
China's securities regulator has signaled continued capital market opening through measures including RMB foreign exchange trading pilots, QFI participation in treasury bond futures, and expanded support for foreign financial institutions. Yet this expansion operates within a dynamic framework where openness remains bounded by security considerations, with boundaries adjusting as market sophistication and financial infrastructure strengthen.
China Finance
KG
K&L Gates LLP
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Capital Adequacy/BASEL

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Debt Capital Markets

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Charges, Mortgages, Indemnities

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Financial Services

Article
China: China Announced Proposed Penalties On Cross-Border Securities Business: What Overseas Institutions Should Watch?
China's securities regulator has announced proposed penalties against overseas online brokerage firms for providing services to mainland investors without proper authorization. The enforcement action highlights the complex regulatory framework governing cross-border financial services in China, where distinctions between relationship management and systematic solicitation can determine compliance. Overseas institutions must carefully navigate licensing requirements, marketing restrictions, investor qualific
China Finance
KG
K&L Gates LLP
Article
董责险与我国资本市场主要监管体系概述及保险公司实务应对要点（上篇）——董责险与资本市场监管体系概览
董责险的全称为“董事、监事及高级管理人员责任保险”，英文为Directors & Officers Liability Insurance，通常简称为D&O保险，是以董事、监事、高级管理人员（“董监高”）在执行职务过程中的不当行为造成第三方损害而应承担的赔偿责任为保险标的。
China Commercial
AB
AnJie Broad Law Firm
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