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In this bulletin:
- OSC's Annual Summary Report for Dealers, Advisers and Investment Fund Managers: A Layered Regulatory Sundae
- CSA's Cool Recap of the Year in Review
- CIRO's Serving up Proposals for Proficiency
- ASC's 2024 Annual Report Scoop
In Brief: The Assorted Flavours of CIRO's 2024 Priorities ▪ Cone of Conduct: Exemptions from Derivatives Business Conduct Rule ▪ Frozen Assets: CIRO Enforcement Report
Important Reminders: More Than Just Sprinkles: FINTRAC's New Suspicious Transaction Reporting Requirements ▪ Total Cost Reporting: I Scream...
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. )) AUM Law Bulletin | Ice Cream Edition | July 2024
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