Canada: Fund Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Dropping The Double-double: CIRO Proposes To Retire Dual Registration

On February 12, the Canadian Investment Regulatory Organization (CIRO) proposed to end the dual registration model, enabling investment dealers to operate a mutual fund division without separate...

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Borden Ladner Gervais LLP

The Five Most Common Exit Options (And When Each Makes Sense) When Selling Your Business

For many owners of mid‑market businesses, selling their company represents one of the most significant financial and personal decisions of their career.

Canada Commercial

MT

Miller Thomson LLP

CIRO TCR Rules: In The Clearing

This summer, the Canadian Investment Regulatory Organization (CIRO) published amendments to the Mutual Fund Dealer Rules and the Investment Dealer and Partially Consolidated Rules...

Canada Commercial

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Borden Ladner Gervais LLP

From Draft To Disclosure: Streamlining Multilingual Regulatory Reporting In Finance And Legal Teams

Financial institutions are under growing pressure to deliver accurate, timely, and bilingual regulatory disclosures. Increased regulatory complexity means 2025's...

Alexa Translations

Legal Insights On The Fund Finance Market In Canada

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Dentons Canada LLP

The Investment Fund Rules Book

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Borden Ladner Gervais LLP

Canadian Securities Regulators Announce Changes To Support Capital-Raising Efforts

Canada Commercial

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Aird & Berlis LLP

Need Funding For IP? Try IPON

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Gilbert's LLP

A New "Golden Age" For Canada's Charitable Sector? A Proposal

Canada Commercial

MT

Miller Thomson LLP

Payment Services Providers - Preparing To Comply With Safeguarding Of Funds Requirements

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Fasken

Key Takeaways From The 2025 Fund Finance Symposium

TL

Torys LLP

CSA Announce Proposed Amendments To Principal Distributor Model In The Distribution Of Mutual Fund Securities

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McCarthy Tétrault LLP

Two Years Of CIRO: Enforcement, Harmonization And What's Next

OH

Osler, Hoskin & Harcourt LLP

Retail Payment Activities Act—A Deeper Dive Into When Registration Is Required

BJ

Bennett Jones LLP

The Federal Government And Musqueam Nation Sign Historic Agreements Recognizing Aboriginal Land Title | CityNews Interview With Anita Boscariol (Video)

Canada Government

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Watson Goepel LLP

How The Canadian Foreign Accrual Property Income (FAPI) Regime Works—and Why It Matters To Foreign Corporations, Foreign Trusts

RS

Rotfleisch & Samulovitch P.C.

How To Master The 24-Month Holding Period Requirement For QSBC Shares And Lifetime Capital Gains Exemption In Canada

RS

Rotfleisch & Samulovitch P.C.

Hold The Housewarming Party: Three FHSA Considerations Before Making A Down Payment

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Borden Ladner Gervais LLP

Vefghi Holding Corp. v. Canada: How To Avoid The "Tax Trap" On Timing Of Flow-Through For Dividend Income And Timing Of Receipts For Trusts

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Rotfleisch & Samulovitch P.C.

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

National Instrument 93-101 – Derivatives: Business Conduct (the "Instrument") came into force on September 28, 2024, establishing a comprehensive framework for the conduct of dealers and advisers in the over-the-counter ("OTC") derivatives market.

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McMillan LLP

CSA Proposal To Implement 'Access Model' For Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers

On November 19, 2024, the Canadian Securities Administrators (the "CSA") announced that they are seeking feedback on proposed amendments to certain national instruments and their related companion.

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Wildeboer Dellelce LLP

Intellectual Property Ontario (IPON) Expands Funding Opportunities For Ontario Businesses: What You Need To Know

Effective October 9, 2024, Intellectual Property Ontario (IPON) has expanded its eligibility criteria to offer funding to support Ontario-based businesses in three pivotal sectors...

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Miller Thomson LLP

Holding It Together – Summary Report For Investment Fund And Structured Product Issuers

On November 5, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-736 Summary Report for Investment Fund and Structured Product Issuers (the Report) for the OSC...

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Borden Ladner Gervais LLP

Important Reminder: Deadline To File Reports Of Exempt Distribution With Precision

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Borden Ladner Gervais LLP

Investing In The Long Game

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Borden Ladner Gervais LLP

RIF To Be Introduced By April 2025

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Gowling WLG

CSA Propose Amendments To Continuous Disclosure Requirements For Investment Funds

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Wildeboer Dellelce LLP

What Every Investor Should Know: CIRO's Enhanced Cost Reporting

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Borden Ladner Gervais LLP

Disgorged Funds As Part Of An Investor's Toolkit

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Borden Ladner Gervais LLP

Why GP Stakes Transactions May Soon Be On The Rise In Canada

Canada Commercial

TL

Torys LLP

Streamlining And Avoiding Duplication: CSA Sets Out To Modernize Investment Fund Continuous Disclosure Regime

TL

Torys LLP

TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

Canada Litigation

SL

Siskinds LLP

Canada's Retail Payment Activities Act Launches Nov. 1: What Payment Service Providers Need To Prepare

GW

Gowling WLG

Why GP Stakes Transactions May Soon Be On The Rise In Canada

In the world of private equity investing, the most common and well-known transactions are traditional fund investments or co-investments, where third-party limited partners pool capital...

Canada Commercial

TL

Torys LLP

Streamlining And Avoiding Duplication: CSA Sets Out To Modernize Investment Fund Continuous Disclosure Regime

On September 19, 2024, the Canadian Securities Administrators (CSA) published a series of proposed amendments (the Proposed Amendments) to various Instruments..

TL

Torys LLP

TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

A class action settlement has been reached with TD Asset Management Inc. for C$70.25 million to resolve the claims asserted on behalf of all persons...

Canada Litigation

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Siskinds LLP

Canada's Retail Payment Activities Act Launches Nov. 1: What Payment Service Providers Need To Prepare

With the Retail Payment Activities Act (RPAA) set to significantly reshape the regulation of payment service providers in Canada, the time to prepare is now. Starting on November 1, 2024, all Payment Service Providers...

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Gowling WLG

Search Funds: An Alternative For Entrepreneurs And Investors Worth Considering

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Fogler, Rubinoff LLP

Defined Benefit Scheme Funding - The New Regime Takes Final Shape

On 29 July 2024, The Pensions Regulator (TPR) laid the 'Defined benefit funding code of practice' (the DB funding code) before Parliament.

Canada Strategy

GW

Gowling WLG

Sound Justice: OSC Proposal On Disgorgement Orders

The Ontario Securities Commission (OSC) has published a notice and request for comment on several proposed rules that will establish a process to distribute money received by the OSC ...

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Borden Ladner Gervais LLP

CIRO Publishes Major Changes To Investment Dealer Approved Person Proficiencies

On July 4, 2024, the Canadian Investment Regulatory Organization (CIRO) published for comment Rule Amendments which include significant changes to the proficiencies required for every registered

Canada Commercial

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Borden Ladner Gervais LLP

The OSC's New Proposal To Distribute Funds From Disgorgement Orders To Harmed Investors

One of the characteristics of capital markets regulation in Canada has traditionally included a clear delineation of function and jurisdiction. Provincial securities regulators make and ensure compliance with its rules...

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Osler, Hoskin & Harcourt LLP

Client Guide To Trust Accounts

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Casey & Moss LLP

Consultation On Total Cost Reporting For Segregated Funds

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Borden Ladner Gervais LLP

2023 Annual Report Of OSC's Investor Advisory Panel: Staying Safe

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Borden Ladner Gervais LLP

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Borden Ladner Gervais LLP

ESG-Related Investment Fund Disclosure In 2024: "Walk Your Talk"

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Borden Ladner Gervais LLP

CIRO's Proposed Integrated Fee Model

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Borden Ladner Gervais LLP

CSA Multilateral Staff Notice 81-337: New Guidance For Investment Fund IRCs

TL

Torys LLP

18-year Check Up: Continuous Disclosure Review And Guidance For IRCs

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Borden Ladner Gervais LLP

CSA Issue Revised Guidance On ESG-Related Investment Fund Disclosure

WD

Wildeboer Dellelce LLP

New Guidance On The Sustainability-Linked Loan Principles In Fund Finance

BC

Blake, Cassels & Graydon LLP

Will Momentum In GP-Led Secondaries Continue In 2024?

TL

Torys LLP

Highlights From Bank Of Canada's Draft Guidance On Retail Payment Activities Act

BC

Blake, Cassels & Graydon LLP

Do Canada's Modern Slavery Reporting Requirements Impact Investment Managers?

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Borden Ladner Gervais LLP

The Investment Fund Rules Book

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Borden Ladner Gervais LLP

Énoncé économique de l'automne de 2023

MT

McCarthy Tétrault LLP

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Latest Videos

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Perles De Sagesse : Tendances En Matière De Réglementation Des Investissements Et Préparation En Vue De Lentrée En Scène Du Nouvel Organisme D'autoréglementation Du Canada (Video)

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Borden Ladner Gervais LLP

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