Canada: Fund Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CIRO TCR Rules: In The Clearing

This summer, the Canadian Investment Regulatory Organization (CIRO) published amendments to the Mutual Fund Dealer Rules and the Investment Dealer and Partially Consolidated Rules...

Canada Commercial

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Borden Ladner Gervais LLP

From Draft To Disclosure: Streamlining Multilingual Regulatory Reporting In Finance And Legal Teams

Financial institutions are under growing pressure to deliver accurate, timely, and bilingual regulatory disclosures. Increased regulatory complexity means 2025's...

Alexa Translations

Legal Insights On The Fund Finance Market In Canada

The fund finance market in Canada continues to evolve, offering innovative solutions and opportunities for private equity, venture capital and real estate/infrastructure funds.

D

Dentons Canada LLP

The Investment Fund Rules Book

The Canadian investment fund industry is regulated by, among other things, a number of National Instruments. The Investment Fund Rules Book, prepared by members of BLG's...

BL

Borden Ladner Gervais LLP

Canadian Securities Regulators Announce Changes To Support Capital-Raising Efforts

Canada Commercial

AB

Aird & Berlis LLP

Need Funding For IP? Try IPON

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Gilbert's LLP

A New "Golden Age" For Canada's Charitable Sector? A Proposal

Canada Commercial

MT

Miller Thomson LLP

Payment Services Providers - Preparing To Comply With Safeguarding Of Funds Requirements

F

Fasken

Key Takeaways From The 2025 Fund Finance Symposium

TL

Torys LLP

CSA Announce Proposed Amendments To Principal Distributor Model In The Distribution Of Mutual Fund Securities

MT

McCarthy Tétrault LLP

Two Years Of CIRO: Enforcement, Harmonization And What's Next

OH

Osler, Hoskin & Harcourt LLP

Retail Payment Activities Act—A Deeper Dive Into When Registration Is Required

BJ

Bennett Jones LLP

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

ML

McMillan LLP

CSA Proposal To Implement 'Access Model' For Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers

WD

Wildeboer Dellelce LLP

Streamlining Labour: Ontario's Legislative Shift On Labour Mobility

Canada Employment

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CCPartners

Ontario Court Of Appeal Upholds Certification Of Class Proceeding On Behalf Of Cryptocurrency Traders: Confirms That The Novelty And Inherent Risk Of Such Financial Instruments Necessitates Adequate & Timely Disclosure

Canada Technology

DA

DMG Advocates

A Canadian Tax Lawyer's Updated Guide On Non-Resident Trusts In Canada

RS

Rotfleisch & Samulovitch P.C.

Comment traiter les tarifs douaniers et autres obstacles à l'accès aux marchés au moyen du mécanisme de règlement des différends entre investisseurs et États

Canada International

MT

McCarthy Tétrault LLP

Navigating Climate Challenge: Key Themes For Business At New York Climate Week

Canada Environment

GW

Gowling WLG

Intellectual Property Ontario (IPON) Expands Funding Opportunities For Ontario Businesses: What You Need To Know

Effective October 9, 2024, Intellectual Property Ontario (IPON) has expanded its eligibility criteria to offer funding to support Ontario-based businesses in three pivotal sectors...

MT

Miller Thomson LLP

Holding It Together – Summary Report For Investment Fund And Structured Product Issuers

On November 5, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-736 Summary Report for Investment Fund and Structured Product Issuers (the Report) for the OSC...

BL

Borden Ladner Gervais LLP

Important Reminder: Deadline To File Reports Of Exempt Distribution With Precision

Investment funds that utilize the option in National Instrument 45-106 – Prospectus Exemptions (NI 45-106) to file Reports of Exempt Distribution on Form 45-106F1 (Reports) once a year should start to consider.

BL

Borden Ladner Gervais LLP

Investing In The Long Game

On October 10, 2024, the Ontario Securities Commission (OSC) released Consultation Paper 81-737 (the Proposal), to enhance retail investors' access to long-term illiquid assets (Long-Term Assets).

BL

Borden Ladner Gervais LLP

RIF To Be Introduced By April 2025

GW

Gowling WLG

CSA Propose Amendments To Continuous Disclosure Requirements For Investment Funds

WD

Wildeboer Dellelce LLP

What Every Investor Should Know: CIRO's Enhanced Cost Reporting

BL

Borden Ladner Gervais LLP

Disgorged Funds As Part Of An Investor's Toolkit

BL

Borden Ladner Gervais LLP

Why GP Stakes Transactions May Soon Be On The Rise In Canada

Canada Commercial

TL

Torys LLP

Streamlining And Avoiding Duplication: CSA Sets Out To Modernize Investment Fund Continuous Disclosure Regime

TL

Torys LLP

TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

Canada Litigation

SL

Siskinds LLP

Canada's Retail Payment Activities Act Launches Nov. 1: What Payment Service Providers Need To Prepare

GW

Gowling WLG

Search Funds: An Alternative For Entrepreneurs And Investors Worth Considering

FR

Fogler, Rubinoff LLP

Seeds Of Change: CIRO Updates Rule Consolidation Progress

BL

Borden Ladner Gervais LLP

TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

A class action settlement has been reached with TD Asset Management Inc. for C$70.25 million to resolve the claims asserted on behalf of all persons...

Canada Litigation

SL

Siskinds LLP

Canada's Retail Payment Activities Act Launches Nov. 1: What Payment Service Providers Need To Prepare

With the Retail Payment Activities Act (RPAA) set to significantly reshape the regulation of payment service providers in Canada, the time to prepare is now. Starting on November 1, 2024, all Payment Service Providers...

GW

Gowling WLG

Search Funds: An Alternative For Entrepreneurs And Investors Worth Considering

A Search Fund is an investment vehicle through which one or two entrepreneurs (the "Searcher(s)") raise funds from investors in order to search for, acquire, and lead a privately held company for the medium to long term, normally in anticipation of an exit down the line, by way of a sale.

FR

Fogler, Rubinoff LLP

Seeds Of Change: CIRO Updates Rule Consolidation Progress

On September 12, 2024, CIRO released a Rule Consolidation Project Update, providing very useful information on the project status, comment period participation and decisions made to date by CIRO.

BL

Borden Ladner Gervais LLP

Getting To The Root Of Continuous Disclosure For Investment Funds: Proposed Modernization

BL

Borden Ladner Gervais LLP

CIRO Publishes Major Changes To Investment Dealer Approved Person Proficiencies

On July 4, 2024, the Canadian Investment Regulatory Organization (CIRO) published for comment Rule Amendments which include significant changes to the proficiencies required for every registered

Canada Commercial

BL

Borden Ladner Gervais LLP

The OSC's New Proposal To Distribute Funds From Disgorgement Orders To Harmed Investors

One of the characteristics of capital markets regulation in Canada has traditionally included a clear delineation of function and jurisdiction. Provincial securities regulators make and ensure compliance with its rules...

OH

Osler, Hoskin & Harcourt LLP

Client Guide To Trust Accounts

When you retain a lawyer, you will often hear the terms "Trust Account" or "In Trust", but what exactly does that mean?

CM

Casey & Moss LLP

Consultation On Total Cost Reporting For Segregated Funds

On May 27, 2024, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its new proposed rules that will affect all insurers that offer customers...

BL

Borden Ladner Gervais LLP

2023 Annual Report Of OSC's Investor Advisory Panel: Staying Safe

BL

Borden Ladner Gervais LLP

BL

Borden Ladner Gervais LLP

ESG-Related Investment Fund Disclosure In 2024: "Walk Your Talk"

BL

Borden Ladner Gervais LLP

CIRO's Proposed Integrated Fee Model

BL

Borden Ladner Gervais LLP

CSA Multilateral Staff Notice 81-337: New Guidance For Investment Fund IRCs

TL

Torys LLP

18-year Check Up: Continuous Disclosure Review And Guidance For IRCs

BL

Borden Ladner Gervais LLP

CSA Issue Revised Guidance On ESG-Related Investment Fund Disclosure

WD

Wildeboer Dellelce LLP

New Guidance On The Sustainability-Linked Loan Principles In Fund Finance

BC

Blake, Cassels & Graydon LLP

Will Momentum In GP-Led Secondaries Continue In 2024?

TL

Torys LLP

Highlights From Bank Of Canada's Draft Guidance On Retail Payment Activities Act

BC

Blake, Cassels & Graydon LLP

Do Canada's Modern Slavery Reporting Requirements Impact Investment Managers?

BL

Borden Ladner Gervais LLP

The Investment Fund Rules Book

BL

Borden Ladner Gervais LLP

Énoncé économique de l'automne de 2023

MT

McCarthy Tétrault LLP

Fund Formation 101: Issues To Consider When Forming A Private Equity Fund - Part 1 Structuring

Canada Commercial

BC

Blake, Cassels & Graydon LLP

OSC Issues New Summary Report With Guidance For Investment Fund And Structured Product Issuers

Canada Strategy

BL

Borden Ladner Gervais LLP

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Latest Videos

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Perles De Sagesse : Tendances En Matière De Réglementation Des Investissements Et Préparation En Vue De Lentrée En Scène Du Nouvel Organisme D'autoréglementation Du Canada (Video)

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Borden Ladner Gervais LLP

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