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McGuireWoods LLP
On March 24, 2021, the New York State legislature passed a Senate Bill (the Bill) regarding the discontinuation of USD LIBOR, which will cease in mid-2023.
Cadwalader, Wickersham & Taft LLP
In a 2021 Risk Review, the FDIC underscored intensified credit and market risks arising from the COVID-19 pandemic.
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee released a new guide describing how to use the published Secured Overnight Finance Rate averages in financial products.
Duane Morris LLP
Fortunately, the path has become clearer in recent months, with abundant guidance and tools available in the market.
Mayer Brown
On May 5, 2021, the Board of Governors of the Federal Reserve System ("FRS") proposed guidelines that the regional Federal Reserve Banks ("FRBs") would use to evaluate requests for accounts and
Bryan Cave Leighton Paisner LLP
After years of warning firms of the need for enhanced diligence in retaining or hiring brokers with a significant history of misconduct
Arnold & Porter
On April 22, 2021, the Federal Deposit Insurance Corporation (FDIC), Board of Governors of the Federal Reserve System (Federal Reserve)
Cadwalader, Wickersham & Taft LLP
Comment Deadline Set for Banking Agencies' Proposal on Tax Allocation Agreements.
Cadwalader, Wickersham & Taft LLP
The FDIC appointed Zunera Mazhar as Deputy Director for the Office of Innovation.
Cadwalader, Wickersham & Taft LLP
A firm operating a NYSE floor broker business settled NYSE charges for failing to detect that the firm's floor brokers entered competing orders associated with the same parent order.
Cadwalader, Wickersham & Taft LLP
Firm Settles FINRA Charges for Inadequate Oversight of Credit and Trading.
Troutman Pepper Hamilton Sanders
In early March, New York State Attorney General Letitia James and New York City Corporation Counsel John E. Johnson announced a $105 million settlement against a hedge fund manager for tax evasion.
Cadwalader, Wickersham & Taft LLP
Treasury Secretary Janet L. Yellen appointed Michael Hsu as OCC Acting Comptroller.
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to properly supervise certain types of variable annuity transactions and to monitor variable annuity exchanges.
Troutman Pepper Hamilton Sanders
In Uvaldo v. Germain Law Office PLC, an Arizona District Court denied a plaintiff's motion for partial judgment on the pleadings in a Fair Debt Collection Practices Act case.
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee highlighted market indicators that it will consider when recommending a forward-looking Secured Overnight Financing Rate term rate.
Cadwalader, Wickersham & Taft LLP
FINRA proposed amendments on margin requirements for Covered Agency Transactions.
Alston & Bird
As the country begins to emerge from the COVID-19 pandemic and the U.S. economy gets back on track, banks nationwide should expect their activities to come under government scrutiny.
Alston & Bird
The CFPB's inconsistent statements about the need for flexibility to address the pandemic suggest a deeper game afoot.
Troutman Pepper Hamilton Sanders
In a panel decision on April 21, the Eleventh Circuit held that (1) a consumer had standing to bring a claim under the Fair Debt Collection Practices Act (FDCPA)
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