The European Commission has adopted three new guidance documents, which will be relevant to product stakeholders.
The 4th Money Laundering Directive ("MLD 4") came into force in the EU on 26 June 2017. On that date, the UK implemented the Money Laundering Regulations 2017 to transpose MLD 4 into UK law.
Built by experienced compliance consultants and ex-regulators, Newgate Compliance's Training Centre is a dynamic e-learning solution that helps
BCL Solicitors LLP
Following the Grenfell Tower tragedy, fire safety has come under ever greater scrutiny. There is increased pressure on responsible persons to comply with fire safety duties and on fire authorities to take enforcement action.
Ropes & Gray LLP
Welcome, everyone, and thank you for joining us on Culture & Compliance Chronicles, a podcast series focused on the behavioral sciences approach to risk management.
Kristy Grant-Hart is a compliance and data privacy thought leader specialising in transforming compliance departments into in-demand business assets.
Herbert Smith Freehills
On 17 January 2020 the UK Serious Fraud Office ("SFO") updated its Operational Handbook to include a new chapter on evaluating a compliance programme
DLA Piper UK LLP
On 17 January 2020, the UK Serious Fraud Office updated its Operational Handbook regarding Evaluating a Compliance Programme (the Handbook).
Fenwick Elliott LLP
The above general principle is, however, subject to a major exception in relation to Statutory Requirements.
In our previous podcast, we looked at organisational governance arrangements. Central to effective governance is accurate and targeted data and, as we approach 2020
Travers Smith LLP
In the first contested prosecution under section 7 of the UK's Bribery Act 2010 (the "Act"), a Londonbased interiors company has been found guilty of the 'corporate offence' of failing to prevent bribery.
TMF Group BV
Why is compliance so challenging? How does a truly global compliance framework look like? What does the future hold for compliance professionals?
Business relationships with family members and known close associates of a PEP are also subject to greater scrutiny.
Rahman Ravelli Solicitors
Syedur Rahman and Nicola Sharp examine the merits of compliance committees and how improving your compliance measures can help you, even while you are under investigation, in global corruption cases.
Bircham Dyson Bell LLP
When faced with a crisis organisations will often reach for the apparent solution of an inquiry to look at the problem
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Clyde & Co
The decade since the enactment of the Legal Services Act 2007 (the "LSA") has seen significant regulatory reform in the legal sector...
Companies operating share plans globally need to keep up to date with the tax and legal issues around the world, so that they can remain compliant.
TMF Group BV
Anteriormente, el cumplimiento era una función reservada de administración, recibiendo poca atención por parte de la Junta.
TMF Group BV
Our latest eBook What next for global compliance? looks at the importance of improving compliance performance, based on the many years of experience of TMF Group's world-class compliance professionals.