United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Investment Management & Funds Regulatory Update - September 2025

In this issue, we discuss, among other things, the further extension of the compliance date for Form PF amendments, and a recent enforcement action involving alleged violations...

United States Finance

DP

Davis Polk & Wardwell

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

The U.S. DOJ has escalated its scrutiny of foreign-affiliated companies that received PPP loans by certifying compliance with employee count requirements...

United States Finance

BT

Barnes & Thornburg LLP

HM Treasury Releases Policy Statement On Appointed Representatives

On 11 August 2025, HM Treasury released a policy statement on the Appointed Representatives (AR) regime (AR regime), following a Call for Evidence published in December 2021.

United States Finance

RG

Ropes & Gray LLP

Trump Says Lisa D. Cook Was Properly Removed From Fed For Misconduct

President Trump correctly removed Lisa D. Cook from the Federal Reserve Board for improperly claiming on mortgage applications that residences in Michigan and Georgia both were her primary residences...

United States Finance

BS

Ballard Spahr LLP

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 26

United States Finance

KM

Katten Muchin Rosenman LLP

CFPB Rescinds Amendments To Supervisory Designation Proceedings

United States Finance

HK

Holland & Knight

SEC Issues Notice Of Intent To Grant ETF Share Class Relief

United States Finance

D

Dechert

Cook Says Allowing Trump To Fire Her From Fed Would Destroy Fed Independence

United States Finance

BS

Ballard Spahr LLP

Treasury Seeks Public Comment On Implementation Of The GENIUS Act

United States Finance

GP

Goodwin Procter LLP

NY Attorney General Sues Early Warning Services For Zelle Network's Lax Security Measures

United States Finance

BS

Ballard Spahr LLP

American College Of Consumer Financial Services Now Accepting Nominations Of Qualified Lawyers To Become New Fellows In The American College

United States Finance

BS

Ballard Spahr LLP

Bringing Alternative Assets To Retirement Accounts: Four Steps The Administration Should Prioritize

United States Finance

DP

Davis Polk & Wardwell

First Circuit Rules National Bank Act Does Not Preempt Rhode Island State Law

United States Finance

BS

Ballard Spahr LLP

Federal Court Blocks Enforcement Of Texas Proxy Advisor Disclosure Law

United States Commercial

SM

Sheppard Mullin Richter & Hampton

California Air Resources Board Publishes Draft SB 261 Guidance

United States Commercial

RG

Ropes & Gray LLP

Silicon, Sanctions And Security: How National Security Laws Are Reshaping The Semiconductor Industry (Video)

United States Government

FL

Foley & Lardner

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

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Related Country Guides

Project Finance

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg LLP

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Capital Adequacy/BASEL

FDIC Outlines Major Reforms

At the September 2025 meeting of the Financial Stability Oversight Council, FDIC Acting Chairman Travis Hill laid out an ambitious set of reforms designed...

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

The NAIC Summer National Meeting was held in Minneapolis from August 10-13, 2025. This Legal Update reports on selected investment-related topics from the Summer National Meeting...

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

Treasury Secretary Bessent Outlines Strategic Vision For Financial Regulatory Reform At Federal Reserve Capital Conference

United States Finance

AP

Anderson P.C.

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Debt Capital Markets

Where's My MOIC? Ask The Accountants

Private equity firms and their portfolio companies are facing a critical threat to value creation: an exodus of accounting talent that shows no signs of abating.

United States Law Practice

AC

Ankura Consulting Group LLC

HM Treasury Releases Policy Statement On Appointed Representatives

On 11 August 2025, HM Treasury released a policy statement on the Appointed Representatives (AR) regime (AR regime), following a Call for Evidence published in December 2021.

United States Finance

RG

Ropes & Gray LLP

Third Circuit Affirms Rule 11 Sanctions, Thwarting Law Firm's Use Of Spurious Dispute Letters To Tee Up FDCPA Claims

In a recent published opinion, the Third Circuit affirmed the District Court's sanctions against JP Ward & Associates, attorney Travis Gordon, and attorney Joshua Ward for engaging in, as the District Court put it, "a campaign of deception.".

United States Finance

BS

Ballard Spahr LLP

Oregon Enacts New Laws On Medical Debt Credit Reporting, Auto Loan Disclosures And Hidden Online Fees

United States Consumer

SM

Sheppard Mullin Richter & Hampton

Space Infrastructure Financing Takes Off: New Tax-Exempt Bond Options For Spaceports And Commercial Space Companies

United States Tax

GT

Greenberg Traurig, LLP

CFPB Spring 2025 Regulatory Agenda – Prerule Stage – Identity Theft And Coerced Debt (Regulation V)

United States Finance

BS

Ballard Spahr LLP

Essential Strategies For North Carolina Creditors: Foreclosures, Fraudulent Transfers, And Piercing The Corporate Veil

United States Finance

Wa

Ward and Smith, P.A.

Understanding How The FTC Can Enforce Against Financial Institutions

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Debt Download - September 2025

United States Finance

GP

Goodwin Procter LLP

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Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

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