United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FinReg Round-Up Vol. 6, No. 1

Q1 has been a bit of a bumpy ride with the changeover from the Biden administration to the Trump administration and resulting changes in federal agency leadership.

United States Finance

LL

Loeb & Loeb LLP

HUD Modifies Exclusive REO Listing Period And Eliminates Exclusive Sales Period

Recently, the U.S. Department of Housing and Urban Development (HUD) issued Mortgagee Letter 2025-13 to revise the exclusive listing period for certain parties...

United States Finance

BS

Ballard Spahr LLP

Appeals Court Temporarily Bars Mass Firings At CFPB

The U.S. Circuit Court of Appeals for the District of Columbia has upheld a temporary injunction issued by Judge Amy Berman Jackson of the U.S. District Court for the District of Columbia...

United States Finance

BS

Ballard Spahr LLP

OCC, FDIC Eliminating 'Reputational Risk' From Supervision, Examinations

The OCC has removed "reputational risk" from its handbooks and guidance and the FDIC is moving to do the same.

United States Finance

BS

Ballard Spahr LLP

OMB's Temporary Pause On Federal Financial Assistance: Detailed Implications For CFOs

United States Finance

MG

MGO CPA LLP

Optimizing Cash Flow Management For Your Professional Services Firm

United States Finance

MG

MGO CPA LLP

CFTC Staff Announces New Approach To Enforcement Referrals, But It's No Free Pass

United States Finance

ML

Milbank LLP

New York AG Sues Payday Lenders MoneyLion And DailyPay

United States Finance

BS

Ballard Spahr LLP

The CFTC's Mitigation Credit Matrix: New Guidelines For A New Context

United States Finance

WS

Winston & Strawn LLP

Exploring Tax Impact On Debt Modifications For Business

United States Finance

ML

Marcum

CFPB Shifts Supervision And Enforcement Priorities; Staff Reduction Stayed By Court

United States Finance

SM

Sheppard Mullin Richter & Hampton

Elder Financial Exploitation

United States Finance

JW

Jones Walker

Ohio AG Sues Mortgage Lender For Illegal Broker Steering Scheme

United States Finance

SM

Sheppard Mullin Richter & Hampton

White House Executive Order Eliminates Disparate-Impact Liability Enforcement

United States Finance

SM

Sheppard Mullin Richter & Hampton

2025 Trade Policy Agenda Provides Rationale For Trump Tariff Actions

United States International

BG

Braumiller Law Group, PLLC

The External Revenue Service: A Bureaucratic Overreach Or Necessary Reform?

United States International

BG

Braumiller Law Group, PLLC

How The Trump Administration Pushed China Deeper into Latin America

United States International

BG

Braumiller Law Group, PLLC

America's Misunderstood Trade Deficit

United States International

BG

Braumiller Law Group, PLLC

DOJ Memo Previews Immigration Enforcement Actions

United States Immigration

Gs

Green and Spiegel

Related Country Guides

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Capital Adequacy/BASEL

What's Happening At The SEC? (Podcast)

Hello, this is Dave Lynn, and I'm a partner in Goodwin's Capital Markets practice and chair of the firm's Public Company Advisory practice.

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

A challenging fundraising environment, the rise in M&A activity and the capital requirements necessary to bridge funding gaps are key developments...

United States Finance

AO

A&O Shearman

The JC Report On The Functioning Of The European Securitisation Regulation: An Unhelpful Regulatory Intervention For Europe's CLO And Securitisation Markets

On 31 March 2025 the Joint Committee (the "JC") of the European Supervisory Authorities (the "ESAs") released a report (the "JC Report") on the functioning of the European Securitisation Regulation (Regulation (EU) 2017/2402) (the "EUSR").

United States Finance

ML

Milbank LLP

NAIC Advances Initiatives On Insurance Company Investments At Spring National

United States Insurance

KL

Kramer Levin Naftalis & Frankel LLP

The (Likely) New Banking Regulators In Their Own Words

United States Finance

AP

Arnold & Porter

Regulatory Monitoring Newsletter, February 2025

European Union Finance

AO

A&O Shearman

Federal Reserve And FDIC Withdraw From The Network For Greening The Financial System

United States Insurance

MB

Mayer Brown

CRT Transactions In The EU, U.K. And The U.S.

Worldwide Finance

AO

A&O Shearman

The European Union Kicks Off Its Consultation On The Reform Of Its Securitisation Framework

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

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Debt Capital Markets

Exploring Tax Impact On Debt Modifications For Business

According to the IRS, most cancellations of debt are taxable. When taxpayers are relieved from the legal obligation to repay a loan, they must recognize this cancellation of debt...

United States Finance

ML

Marcum

Did You Know That If The Rate Of Deferred Interest (PIK Interest) On A Loan Is Too High That The Interest May Not Be Deductible?

Loans that have interest that is not currently paid each year are treated as having "original issue discount" or OID.

United States Finance

TS

Taft Stettinius & Hollister

SEC Staff Provides Disclosure Guidelines For Crypto Asset Securities Offering

On April 10, 2025, the staff of the SEC's Division of Corporation Finance (the "Staff") issued a Staff statement providing guidance on how existing disclosure requirements apply to offerings and registrations of crypto asset securities

United States Technology

AO

A&O Shearman

How Financial Regulation Is Shifting Under Trump (Podcast)

United States Finance

GP

Goodwin Procter LLP

Navigating Turbulence With Adams Street Partners' Bill Sacher (Podcast)

United States Commercial

PR

Proskauer Rose LLP

Striking The Right Balance Between Configuration And Customization During A Software Implementation

United States Commercial

R

Riveron

Refresher: EU Capital Requirements Directive 6 ("CRD6") – What Cross-Border Financial Institutions Need To Know

Worldwide Finance

MB

Mayer Brown

Republicans Invoke The CRA To Repeal Chopra-Era Rules

United States Finance

GP

Goodwin Procter LLP

Valuation Of Optionally Convertible Debt Instruments

United States Finance

Nexdigm USA

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Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Interview With Bryan Mulcahey, Managing Partner Of FS Vector (Video)

MB

Mayer Brown

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

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