United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FinCEN Issues Advisory On Iranian "Shadow Banking" Network

On June 6, 2025, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) issued an advisory (the Advisory) to assist U.S. financial institutions in identifying and reporting potential sanctions evasion and other suspicious activity related to Iran

United States Finance

AP

Arnold & Porter

Politico Talks With Dan Davis About Potential CFTC Commissioner Shortage

Partner and Financial Markets and Regulation Co-Chair Daniel Davis spoke with Politico regarding the current state of upheaval at the Commodity Futures Trading Commission (CFTC) as Brian Quintenz prepares to take over as chair

United States Finance

KM

Katten Muchin Rosenman LLP

Europe As An Investment Destination: What Does The Future Hold? (Podcast)

In response to international developments, the EU has launched a variety of measures to improve its...

United States Finance

AO

A&O Shearman

Subscription Finance: Cascading Pledges

Cascading pledges are frequently used in subscription finance to avoid legal impediments, avoid tax implications and mitigate prohibited transaction risk under the Employee Retirement Income Security Act of 1974...

United States Finance

MB

Mayer Brown

Upper Tribunal Ruling In The Case Of Craig Donaldson And David Arden (Metro Bank)

United States Finance

BC

Bryan Cave Leighton Paisner

Texas Supreme Court Issues New Interpretation Of Texas Usury Law

United States Finance

SM

Sheppard Mullin Richter & Hampton

New York AG Secures $250,000 Settlement With Money Transmitter Over Remittance Rule Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

NYC Comptroller Report Calls For Overhaul Of State Consumer Financial Protections

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB And DOJ Terminate Another Redlining Consent Order

United States Finance

SM

Sheppard Mullin Richter & Hampton

Today's Podcast Episode: The Impact Of The Newly Established Priorities And Massive Proposed Reduction In Force (RIF) On CFPB Enforcement (Part 2)

United States Finance

BS

Ballard Spahr LLP

Why Don't More 401(k) Plans Have Lifetime Income Options?

United States Finance

CB

Cohen & Buckmann

Alternative Investments And 401(k) Plans: How Fiduciaries Can Navigate ERISA's Waters

United States Finance

CB

Cohen & Buckmann

CFPB Extends Section 1071 Rule Compliance Dates

United States Finance

BS

Ballard Spahr LLP

Maine Enacts Ban On Reporting Medical Debt To Credit Bureaus

United States Finance

SM

Sheppard Mullin Richter & Hampton

All Is Fair In Love And War, But Apparently Not Trade - Closing The Gap On Global Trade Deficits With The U.S. (A Monumental Task For A Variety Of Reasons)

United States International

BG

Braumiller Law Group, PLLC

[PODCAST] When Scammers Strike: How Mediation Can Help Resolve Consumer Fraud Claims

United States Litigation

J

JAMS

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

Snubbing Trump, Immigration Nominee Will End Student Practical Training

United States Immigration

Gs

Green and Spiegel

USMCA – We Have Some Good News And Some Terrible News

United States International

BG

Braumiller Law Group, PLLC

Related Country Guides

Banking Regulation

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Capital Adequacy/BASEL

From TCFD To CRFR: Decoding The Basel Committee's Climate Disclosure Drive

On June 13, 2025, the Basel Committee on Banking Supervision released a voluntary framework for climate-related financial risk disclosures, marking a significant advancement in global...

United States Finance

JD

Jones Day

New York Enacts Landmark Buy Now Pay Later Regulation Amid Federal Regulatory Recalibration

In a significant consumer protection move, New York has enacted legislation within its FY 2026 budget to regulate BNPL products — installment-style credit often offered at the point of sale...

United States Finance

GT

Greenberg Traurig, LLP

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

Project financing has evolved significantly since it was first used to finance maritime operations and infrastructure developments in ancient Greece and Rome.

United States Finance

ML

Milbank LLP

New SBA Final Rule Implements Significant Changes To SBIC Program

United States Commercial

FH

Foley Hoag LLP

What's Happening At The SEC? (Podcast)

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

United States Finance

AO

A&O Shearman

The JC Report On The Functioning Of The European Securitisation Regulation: An Unhelpful Regulatory Intervention For Europe's CLO And Securitisation Markets

United States Finance

ML

Milbank LLP

NAIC Advances Initiatives On Insurance Company Investments At Spring National

United States Insurance

KL

Herbert Smith Freehills Kramer LLP

The (Likely) New Banking Regulators In Their Own Words

United States Finance

AP

Arnold & Porter

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Debt Capital Markets

Upper Tribunal Ruling In The Case Of Craig Donaldson And David Arden (Metro Bank)

The Upper Tribunal has upheld the FCA's decision that the CEO and CFO of Metro Bank were knowingly concerned in the Bank's breach of the Listing Rules.

United States Finance

BC

Bryan Cave Leighton Paisner

Maine Enacts Ban On Reporting Medical Debt To Credit Bureaus

On June 9, Maine Governor Janet Mills signed into law LD558, which prohibits the reporting of medical debt to consumer reporting agencies.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Nothing Common Or Predominant About Emotional Distress Damages

The ruling is a defense blueprint for defending FDCPA cases.

United States Litigation

DM

Duane Morris LLP

Financing Your Private Debt Platform

United States Finance

D

Dechert

4 Real: A Commercial Real Estate Finance Podcast

United States Insolvency

D

Dechert

CFPB Moves Forward With Debt Relief Suit Over $3.4M In Alleged Advance Fees

United States Finance

SM

Sheppard Mullin Richter & Hampton

FTC Takes Action Against Student Loan Debt Relief Companies

United States Consumer

BS

Ballard Spahr LLP

SEC To Consider Changes To "Foreign Private Issuer" Eligibility Criteria

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Oregon Employment Law: Key Legislative Changes For 2025

United States Employment

JL

Jackson Lewis P.C.

See more

Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

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