The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance deadlines, effective dates and meeting dates. Click on the links below to view deadlines from September 1 to September 15, 2017.
For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.
Comment Deadlines
- September 1: National Credit Union Administration ("NCUA") – Corporate Credit Unions
- September 1: Federal Financial Institutions Examination Council – Description of Office, Procedures and Public Information; Correction
- September 1: Federal Housing Finance Agency ("FHFA") and Federal Housing Finance Board – Federal Home Loan Bank Capital Requirements
- September 5: NCUA – Requirements for Insurance; National Credit Union Share Insurance Fund Equity Distributions
- September 5: Financial Crimes Enforcement Network – Proposal of Special Measure against Bank of Dandong as a Financial Institution of Primary Money Laundering Concern
- September 10: Consumer Financial Protection Bureau – Amendments to Federal Mortgage Disclosure Requirements under the Truth in Lending Act (Regulation Z)
- September 14: MSRB – Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements
- September 14: FINRA – Proposed Rule Change to Adopt FINRA Rule 6898 (Consolidated Resolution)
- September 14: Federal Energy Regulatory Commission – Essential Reliability Services and the Evolving Bulk-Power System-Primary Frequency Response: Notice of Request for Supplemental Comments
Compliance Deadlines
- September 1: FINRA and Securities Investor Protection Corporation – Annual Report Filings Consolidation
- September 1: CFTC – Margin Requirements for Uncleared Swaps
- September 1: Office of the Comptroller of the Currency, Federal Reserve Board ("FRB"), FDIC, Farm Credit Administration and FHFA – Initial Margin Requirements for Covered Swap Entities Agencies; Daily Aggregate Notional Amount of Covered Swaps Exceeding $2.25 Trillion
- September 12: MSRB – Permanent Series 50 Examination
Effective Dates
- September 1: SEC – Exhibit Hyperlinks and HTML Format
- September 5: FINRA – Adopted FINRA Rules to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions in Accordance with SEA Rule 15c6-1(a)
- September 11: FINRA – Updates to REX System for Filing Time Request Extensions under Shortened T+2 Settlement Cycle
- September 15: FRB – Policy on Payment System Risk
Meeting Dates
- September 13: SEC – Advisory Committee on Small and Emerging Companies
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
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