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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Federal Reserve Reports Decline In Open Supervisory Findings Across All Bank Portfolios

On December 1, 2025, the Federal Reserve released its semiannual Supervision and Regulation Report describing a broad reduction in outstanding supervisory findings across institutions of all sizes.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Washington DFI Seeks License Revocation And Industry Ban After Alleged Uniform Money Services Act Violations

On November 25, the Washington Department of Financial Institutions (DFI) issued a Temporary Order to Cease and Desist and a Statement of Charges against a virtual-currency kiosk operator...

United States Finance

SM

Sheppard Mullin Richter & Hampton

Today's Podcast Blog: AI In Financial Services: Understanding The White House Action Plan – And What It Leaves Out – Part 1

Today's episode features Part 1 of our October 30, 2025 webinar, "AI in Financial Services: Understanding the White House Action Plan – and What It Leaves Out."

United States Finance

BS

Ballard Spahr LLP

How Courage And Consistency Close Deals With Henry Stimler (Podcast)

Henry Stimler serves as an Executive Managing Director on Newmark's Capital Markets Strategies team, where he specializes in originating and structuring in multifamily debt and equity...

United States Finance

AY

A.Y. Strauss

AI In Financial Services: Understanding The White House Action Plan – And What It Leaves Out – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

The SEC's 2026 Examination Priorities

United States Finance

BT

Barnes & Thornburg LLP

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

California DFPI Issues Consent Order Against California Lender

United States Finance

GP

Goodwin Procter LLP

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

United States Finance

KM

Katten Muchin Rosenman LLP

FinTech Global FS Regulatory Round-up - W/e 28 November 2025

United States Finance

KL

Herbert Smith Freehills Kramer LLP

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

United States Finance

KM

Katten Muchin Rosenman LLP

SEC Sheds Light On 2026 Priorities: Risk Areas And Key Insights For Broker-Dealers

United States Finance

GP

Goodwin Procter LLP

CRE Back-leverage: Practical And Legal Considerations

European Union Finance

RG

Ropes & Gray LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Banking Regulation

Project Finance

Fund Finance

Fund Finance To The Fore

More than a third (36%) of survey respondents in the 2026 Global Private Equity Outlook survey expect fund finance to increase in the next 12-18 months, which is a significantly more optimistic outlook than a year ago, when only 2% anticipated an increase.

United States Finance

D

Dechert

Anticipating Shutdown, CFPB Is Transferring Cases To DoJ

The CFPB is transferring all of its pending litigation to the Justice Department as a result of the funding crisis the Trump Administration has said the bureau faces...

United States Finance

BS

Ballard Spahr LLP

Key Takeaways - 2025 Cadwalader Finance Forum

Over 800 financial industry leaders and professionals from around the country participated in Cadwalader's ninth annual Finance Forum in Charlotte on October 29!

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Eligibility Spotlight For Private Credit ABL Facilities: Fully Funded Loans

United States Finance

MB

Mayer Brown

Investor Letters In Subscription Credit Facilities: Strategic Benefits For SMAs And Concentrated Investor Funds

United States Finance

MB

Mayer Brown

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Confidentiality Restrictions

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

United States Finance

AM

Alvarez & Marsal

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Securitization & Structured Finance

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

On 28 November 2025, the Financial Conduct Authority (FCA) published a policy statement (PS25/17) finalising rules proposed in its July 2025 consultation paper (CP25/20).

United States Finance

KM

Katten Muchin Rosenman LLP

Risk Transfer Market Receives CPO Registration Relief From CFTC

On November 21, 2025, the Structured Finance Association, on behalf of the risk transfer market, received no-action relief on the issue of registration as a commodity pool operator ("CPO") from the staff of the Division of Market Participants of the Commodity Futures Trading Commission ("CFTC").

United States Finance

MB

Mayer Brown

Key Takeaways - 2025 Cadwalader Finance Forum

Over 800 financial industry leaders and professionals from around the country participated in Cadwalader's ninth annual Finance Forum in Charlotte on October 29!

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Are You Ready To Navigate The US Landscape For Active Strategies? (Podcast)

United States Finance

MB

Mayer Brown

Asset-Level Eligibility Series: Confidentiality Restrictions

United States Finance

MB

Mayer Brown

McDermott Partner Boris Ziser In Bloomberg On The California Bill Banning Contingent Fee Sharing With "Alternative Business Structures"

United States Finance

SR

McDermott Will & Schulte

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

Tricolor's Impact On Subprime Auto: Trust, But Verify

United States Finance

DL

Davis+Gilbert LLP

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Charges, Mortgages, Indemnities

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

For years, the Commodity Futures Trading Commission (CFTC or Commission) has exercised broad discretion in investigating and prosecuting potential violations of the law...

United States Finance

KM

Katten Muchin Rosenman LLP

Crystallex Sale Approved And Lone Star Funds V. Republic Of Korea – ICSID Annulment Highlights Due Process In Investor-State Arbitration

First Tuesday Update is our monthly take on current issues in commercial disputes, international arbitration, and judgment enforcement.

United States Litigation

SJ

Steptoe LLP

New York Court Of Appeals Finds Foreclosure Abuse Prevention Act Constitutional Under Due Process

On Nov. 25, 2025, the New York Court of Appeals issued a decision in Article 13, LLC v. LaSalle Natl. Bank Assoc., No. 96, 2025 WL 3272351 (N.Y. Ct. App. Nov. 25, 2025)...

United States Litigation

GT

Greenberg Traurig, LLP

OFAC Announces $4.7 Million Penalty On Real Estate Investor For Dealing In Blocked Property Linked To Russian Oligarch

United States Real Estate

MB

Mayer Brown

CFPB Proposes Narrowing ECOA Regulations

United States Finance

MB

Mayer Brown

FHFA Announces 2026 Conforming Mortgage Loan Limits

United States Finance

BS

Ballard Spahr LLP

Anticipating Shutdown, CFPB Is Transferring Cases To DoJ

United States Finance

BS

Ballard Spahr LLP

Ninth Circuit Decision Underscores Preemption Limits, Spotlights State-Level Banking Risk

United States Finance

PL

Polsinelli LLP

Fair Lending Developments Under Trump 2.0 – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

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Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

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