United Kingdom: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

Chancellor Rachel Reeves has delivered her second Mansion House speech as part of a package of measures - dubbed the "Leeds Reforms" - that are designed to "rewire the financial system".

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

May – June 2025 Regulatory Round-Up

HM Treasury (HMT) and the Financial Conduct Authority (FCA) have launched consultations proposing a streamlined regulatory framework for UK AIFMs.

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Private Credit's Quiet Consolidation Of Power

Once a niche corner of alternative lending, private credit has shown, not only its resilience, but also its ability and willingness to collaborate with various stakeholders.

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

On 22 May 2025, the Prudential Regulation Authority (PRA) published consultation paper CP12/25, launching the first phase of its review of the Pillar 2A framework to address the impacts...

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

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Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

United Kingdom Finance

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Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

United Kingdom Finance

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Jones Day

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

United Kingdom Finance

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Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

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AGPLAW | A.G. Paphitis & Co. LLC

DORA Delegated Regulation On Threat-Led Penetration Testing Published In Official Journal

European Union Finance

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Katten Muchin Rosenman LLP

Understanding The Employment Rights Bill: A New Era For Employers, Employees And Workers (Video)

United Kingdom Employment

AG

Anthony Gold Solicitors LLP

Temu's Back On Top... But For How Long? 2025's Retail Growth Story

Worldwide Commercial

A

AlixPartners

Financial Regulation - In The Know: Payments

United Kingdom Technology

AG

Addleshaw Goddard

UK Creative Worker Visa: Key Requirements (Video)

United Kingdom Immigration

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Latitude Law

UK Banking And Insurance Regulation Update

The UK's Prudential Regulation Authority ("PRA") has recently published various statements regarding its current approach to its regulation of banking...

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

This article discusses the MiFIR framework, examples of missing or absent ISINs from FIRDS and regulators' responses.

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms.

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

The UK Securitisation Regulations 2024 and new rules from the FCA and PRA came into effect on 1 November 2024, replacing the EU Securitisation Regulation. The updated rules, outlined in the FCA's Securitisation Sourcebook and PRA Rulebook, aim to align with the UK's Smarter Regulatory Framework for financial services.

United Kingdom Finance

ML

Milbank LLP

The UK's PRA Publishes Near-Final Basel 3.1 Rules

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

United Kingdom Employment

TS

Travers Smith LLP

Basel 3.1 – Fuel To Further Accelerate The Growth Of Private Credit?

United Kingdom Finance

M

Macfarlanes LLP

Case Study – FCA Authorisation Application

United Kingdom Finance

HC

Herrington Carmichael

Life Ring No Longer Needed

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

United Kingdom Commercial

NR

Norton Rose Fulbright Hong Kong

Is Bronze The New Gold?

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

Russian Trustee Partially Succeeds In A Strike Out Application (Kireeva (As Trustee And Bankruptcy Manager Of Bedzhamov) V Zolotova And Basel Properties Limited)

United Kingdom Insolvency

GC

Gatehouse Chambers

Regulation Tomorrow Plus: FCA CP23/24 On Capital Deduction For Redress For Personal Investment Firms (Podcast)

United Kingdom Employment

NR

Norton Rose Fulbright Hong Kong

CRD VI And Its Impact On Lending Into Europe

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Is Bronze The New Gold?

The weather forecast for Barcelona is good and the Global ABS 2024 is about to start. My colleagues and I are very much looking forward to the week ahead.

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

Russian Trustee Partially Succeeds In A Strike Out Application (Kireeva (As Trustee And Bankruptcy Manager Of Bedzhamov) V Zolotova And Basel Properties Limited)

Dispute Resolution analysis: An application by a Russian trustee in bankruptcy has succeeded in striking out some parts of a defence to a claim...

United Kingdom Insolvency

GC

Gatehouse Chambers

Regulation Tomorrow Plus: FCA CP23/24 On Capital Deduction For Redress For Personal Investment Firms (Podcast)

In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA's consultation...

United Kingdom Employment

NR

Norton Rose Fulbright Hong Kong

CRD VI And Its Impact On Lending Into Europe

December 2023 saw the publication by the EU of the near-final version of its ‘Banking Package' that makes significant changes to the Capital Requirements Directive known as ‘CRD VI'.

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Government Consults On New Rules To Recapitalise Small Banks In Resolution – What Does This Mean For Potential Buyers Of Distressed UK Banks?

United Kingdom Finance

MB

Mayer Brown

The Growth Of Real Estate Debt

In the past year, the number of managers adding real estate debt to their product arsenal has increased significantly.

United Kingdom Finance

M

Macfarlanes LLP

Rated Subscription Lines: An Emerging Solution To The Liquidity Crunch?

In June 2023, credit rating agency Fitch Ratings ('Fitch') published its 'Subscription Finance Rating Criteria', a global methodology supporting the assignment of ratings to fund obligations...

United Kingdom Finance

TS

Travers Smith LLP

Lessons To Be Learned From 2023's Bank Failures

In scale and scope, 2023 saw the most significant systemwide banking stress since the 2008 global financial crisis.

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Hot Topics For 2024

Here are some of our key focus items across Europe and the UK as we enter a New Year.

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The UK's Banking Regulator Consults On The First Draft Of Final Rules For Aspects Of Basel 3.1

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The UK's FCA Reports On A Multi-Firm Review Of Investment Firms Internal Capital Adequacy Assessment Processes

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

IFPR – FCA Publishes Final Report On Implementation

United Kingdom Finance

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Proskauer Rose LLP

Growing A Business Through Debt

United Kingdom Finance

HC

Herrington Carmichael

Bankers' Bonuses: A Step In The Right Direction?

European Union Finance

M

Michelmores

The UK's PRA Discusses Securitisation Capital Requirements And Basel 3.1

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Diversity & Inclusion - Moving The Dial In Financial Services

United Kingdom Commercial

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Gowling WLG

The UK's Chief Banking Regulator Talks About Lessons Learnt About Managing Bank Failures

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The Basel Committee And The Financial Stability Board Publish Reports On Lessons Learned From Recent Bank Failures

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The UK Consults On Clarification Of The Requirements For Capitalisation Of FX Positions

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Announces Changes To Basel 3.1 Dates

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

FinTech Global FS Regulatory Round-up – W/e 15 September 2023

United Kingdom Technology

HS

Herbert Smith Freehills Kramer LLP

Regulator Updates Its Superfunds Guidance

United Kingdom Employment

NR

Norton Rose Fulbright

Basel Committee Issues Guidance On Core Principles For Effective Banking Supervision

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Government Gives Green Light To Statutory Regime For DB Superfunds

United Kingdom Employment

HS

Herbert Smith Freehills Kramer LLP

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