ARTICLE
16 September 2024

How Much Does It Cost To File A Patent? A Guide For Inventors

DP
De Penning & De Penning

Contributor

Since 1856, De Penning & De Penning has committed ourselves to protecting creative integrity and ingenuity. We believe intellectual property rights are fundamental to propelling innovation forward, providing a framework on which inspiration, modification and healthy competition can grow.
Patents are crucial for inventors, providing exclusive rights to their inventions and encouraging innovation by protecting intellectual property. However, the patent filing process can be complex and...
India Intellectual Property

Patents are crucial for inventors, providing exclusive rights to their inventions and encouraging innovation by protecting intellectual property. However, the patent filing process can be complex and costly, involving multiple stages from initial disclosure to final grant. Understanding these costs is essential for inventors to budget effectively and navigate the process smoothly. The Patent Amendment Rules, 20241, have introduced significant changes to the fee structure in India, making it more critical than ever for inventors to be informed. This guide aims to clarify the updated fee structure and provide a comprehensive overview of the expenses involved in filing a patent in India.

Understanding the Patent Filing Process in India

Patenting in India is a structured legal process designed to grant exclusive rights to inventors for their inventions. This process ensures that the inventor can prevent others from making, using, selling, or importing the patented invention without permission. Understanding the steps involved in patenting is crucial for protecting intellectual property effectively.

A patent in India is a statutory right granted for a new, useful, and non-obvious invention. This right is conferred by the Indian Patent Office under the Indian Patents Act, 19702. The patent holder enjoys exclusive rights over the patented invention for a period of 20 years from the filing date, subject to annual renewal fees.

Stages from Invention Disclosure to Patent Grant

  • Invention Disclosure: The process begins with the inventor disclosing the details of the invention to a patent professional. This stage involves preparing a detailed description of the invention, including drawings, diagrams, and any relevant background information. This disclosure helps determine the invention's patentability.
  • Novelty Search: Before filing a patent application, a novelty search is conducted to ensure the invention is new and has not been previously patented or disclosed. This search helps avoid potential infringements and refines the scope of the invention.
  • Patent Drafting: A crucial stage where the patent professional drafts the patent application, including claims that define the scope of protection sought. The draft must be precise, as the claims determine the patent's legal boundaries.
  • Filing the Patent Application: The drafted application is then filed with the Indian Patent Office. This step involves paying the prescribed government fees and submitting necessary documents.
  • Examination: Upon filing, a request for examination must be made. The Patent Office examines the application for compliance with legal requirements and issues a First Examination Report (FER) with objections, if any.
  • Response to FER and Grant: The applicant must respond to the FER by addressing the objections raised. If the objections are resolved, the patent is granted.

Role of Patent Professionals

Patent professionals, including patent agents and attorneys, play a vital role in navigating the complexities of the patenting process. They provide expert guidance on drafting patent applications, conducting searches, responding to examination reports, and ensuring compliance with legal requirements. Their expertise is invaluable in securing robust patent protection and managing the procedural intricacies of patent law.

Overview of the Fee Structure under the Patent Amendment Rules, 2024

The Patent Amendment Rules, 2024, have introduced several key changes that impact the cost of filing and maintaining patents in India. One of the most significant changes is the reduction in the time frame for filing a Request for Examination (RFE). Previously, applicants had 48 months from the priority date or filing date to submit the RFE, but under the new rules, this period has been shortened to 31 months. This change necessitates careful planning to avoid missing deadlines and incurring late fees.

Another notable change is the introduction of a new fee structure for pre-grant opposition hearings. Previously, attending these hearings was free of charge. However, under the new rules, both applicants and opponents must now pay a fee of INR 7,500 (~USD 100) to participate in the hearing. Additionally, the cost of extending deadlines for various patent procedures has increased significantly, with the new rules allowing extensions up to six months at a fee of INR 50,000 per month.

The Patent Amendment Rules, 2024, also introduce a grace period for certain filings, with associated fees, and provide a ten percent reduction in renewal fees if paid in advance for at least four years. Furthermore, a new rule mandates that the Statement of Working (Form 27) be filed once every three financial years, as opposed to annually, with specific penalties for delays.

Detailed Breakdown of Patent Filing Costs

Invention Disclosure

The initial phase in the patent filing process involves the inventor disclosing the invention to a patent professional, such as a patent agent or attorney. This step is crucial as it sets the foundation for the entire patent application. The inventor must provide detailed information about the invention, including its technical specifications, unique features, and potential applications. This disclosure helps the patent professional understand the invention's scope and identify its patentable elements. Typically, there are no specific government fees associated with this stage, but professional fees for consultation and initial evaluation may apply. These fees can vary widely depending on the complexity of the invention and the expertise of the patent professional.

Novelty Search (Patentability Search)

A novelty search, also known as a patentability search, is an essential step to determine whether the invention is novel and non-obvious. This search involves examining existing patents, published patent applications, and other publicly available information to ensure that the invention has not been previously disclosed. The cost of a novelty search can vary based on the complexity of the invention and the depth of the search required. Generally, the fees for a comprehensive novelty search can range from INR 15,000 to INR 35,000. This step helps identify potential barriers to patentability and guides the drafting process, ensuring that the patent application focuses on novel aspects of the invention.

Patent Drafting (Patent Writing)

Drafting a patent application is a critical stage that requires careful articulation of the invention's technical aspects and legal claims. A well-drafted patent application must clearly describe the invention, its operation, and its distinguishing features, while also defining the scope of legal protection sought. Professional fees for drafting a patent application can vary significantly, depending on the complexity of the invention and the expertise of the drafter. The cost typically ranges from INR 60,000 to INR 95,000 or more. It is advisable to hire a skilled patent drafter with experience in the relevant field of technology, as the quality of the drafting can significantly impact the strength and enforceability of the resulting patent.

Filing Patent Application

Filing a patent application in India involves both government fees and professional charges. The government fees vary based on the applicant's status—individuals, startups, and small entities generally benefit from reduced rates compared to large entities. According to the Patent Amendment Rules, 2024, the standard government fee for filing a patent application for a natural person, small entities, startup or educational institution is INR 1,600, while others pay INR 8,000. Professional charges for drafting and filing the application can range from INR 25,000 to INR 50,000, depending on the complexity of the invention and the expertise of the patent attorney. These costs are critical as they ensure the application is accurately prepared, which can significantly influence the success of the patent process.

Request for Examination

The next crucial step is requesting an examination of the patent application, which is mandatory to move the process forward. The Patent Amendment Rules, 2024, stipulate that this request must be made within 31 months from the priority date or the filing date, whichever is earlier. The government fees for this request are INR 4,000 for natural person, small entities, startup or educational institution and INR 20,000 for others and large entities. Applicants have the option to expedite the examination process by paying an additional fee of INR 60,000 for large entities and INR 8,000 for natural person, small entities, startup or educational institution. This expedited process is beneficial for those seeking a quicker resolution.

Responding to Examination Reports

Upon examination, the Controller may issue a First Examination Report (FER) detailing any objections or requirements for amendment. The applicant must respond to these objections within six months, with the possibility of a three-month extension. Professional fees for preparing a response to the FER can vary widely, generally ranging from INR 15,000 to INR 55,000, depending on the complexity of the issues raised and the level of detail required in the response. Accurate and timely responses are crucial to advancing the application towards grant and avoiding additional delays or objections.

Grant of Patent and Renewal Fees

Upon the successful examination and acceptance of a patent application, the grant of the patent involves certain fees. The official fee for granting a patent must be paid, which varies based on the type of applicant—individual, small entity, or large entity. After the patent is granted, renewal fees become applicable to maintain the patent's validity. These fees are due annually, and their amount increases progressively over the patent's lifespan. Timely payment of renewal fees is crucial to prevent lapses in patent protection.

Additional Considerations:

In certain situations, an applicant may need to file divisional applications, which are additional filings based on the original application. The costs for divisional applications include both filing fees and professional charges. Additionally, the Patent Amendment Rules, 2024, introduce a grace period, allowing applicants to submit necessary documents or fees with an additional charge. Extensions for various deadlines, such as responding to examination reports or paying renewal fees, can be requested but come with substantial costs. The extension fee under the new rules is INR 50,000 per month for large entity and INR 10,000 per month for natural person, small entities, startup or educational institution, and making timely compliance advisable to avoid these significant expenses.

Navigating the costs of filing a patent in India involves understanding several stages and associated fees, including invention disclosure, novelty searches, patent drafting, and application filing. The introduction of the Patent Amendment Rules, 2024 has altered the fee structure, impacting aspects such as request for examination and deadline extensions.

Investing in a high-quality patent application is crucial. Properly drafted applications and timely responses to examination reports can significantly influence the outcome of the patent process. Given the complexity and cost considerations, it is advisable for inventors to seek professional guidance. Patent professionals can provide valuable expertise to ensure a smooth and efficient filing process, ultimately safeguarding your invention effectively.

Frequently Asked Questions

1. Does an Indian patent give protection worldwide?

No, an Indian patent does not provide worldwide protection. A patent granted in India offers exclusive rights only within the territory of India. To secure protection in other countries, an inventor must file separate patent applications in each desired jurisdiction. The Patent Cooperation Treaty (PCT) can be utilised for a more streamlined international filing process, but it still requires individual national filings to obtain patent rights in each member country.

2. When should an application for a patent be filed?

An application for a patent should be filed as soon as possible after the invention has been developed and before any public disclosure or commercial use. Filing early is crucial because patent rights are granted based on the principle of "first-to-file," meaning the first applicant to file a patent application has the right to the patent, even if another party independently invents the same technology later.

3. How can I apply for a patent?

To apply for a patent, follow these steps:

  • Prepare a Detailed Description: Draft a comprehensive description of the invention, including technical details and claims defining its uniqueness.
  • Conduct a Patent Search: Perform a novelty search to ensure that the invention is not already patented.
  • File the Application: Submit the patent application to the Indian Patent Office, either in person or electronically. The application must include the required forms, fees, and supporting documents.
  • Request Examination: File a Request for Examination within the prescribed period to initiate the examination process.
  • Respond to Office Actions: Address any objections or requirements raised by the patent examiner.

4. Is there provision for filing patent applications electronically by online system?

Yes, the Indian Patent Office provides an online filing system for patent applications. Inventors can submit their applications electronically through the official website of the Indian Patent Office. The online system simplifies the process, offers convenience, and facilitates tracking of application status.

5. What are the forms required to be filled for filing a patent application in india?

To file a patent application in India, several forms are required, including:

  1. Form 1: Application for Grant of Patent.
  2. Form 2: Provisional or Complete Specification.
  3. Form 3: Statement and Undertaking under Section 8.
  4. Form 5: Declaration as to Inventorship.
  5. Form 18: Request for Examination.

Additional forms may be needed depending on specific circumstances, such as for divisional applications or amendments. Ensure that all forms are correctly completed and submitted along with the applicable fees to avoid delays in the patent process.

Bibliography:

1. https://ipindia.gov.in/writereaddata/Portal/IPORule/1_83_1_Patent_Amendment_Rule_2024_Gazette_Copy.pdf

2. The Patents Act, 1970

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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