China: Listing Rules & Flotation

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Prospects Of Asian Companies In U.S. Listings In 2026

Nasdaq introduced a series of rule changes in 2025 to raise minimum requirements for public float and offering size for certain new listings. These changes have dampened the appetite of Asian companies seeking U.S.

A

Appleby

港股通下香港上市公司供股涉及的“两次”中国证监会备案义务

境内企业直接或间接香港上市的公司在港股通机制下进行供股时,面临着容易被忽略的双重中国证监会备案义务。本文深入解析供股的法律性质、与

JT

Beijing Jincheng Tongda & Neal Law Firm

AI企业赴港上市的机遇与最新动向分析

随着人工智能技术的飞速发展及其在各领域的深度融合...

JT

Beijing Jincheng Tongda & Neal Law Firm

Filing-based System For Overseas Listings (III) – Direct Listings

The direct overseas offering and listing by domestic entities refers to the overseas offering and listing by joint-stock companies registered and incorporated domestically in China (the "Direct Overseas Listings"), which is currently one of the main ways for domestic entities to be listed overseas.

China Commercial

HK

Han Kun Law Offices

公司董事会审计委员会代替监事会的具体操作与挑战

China Commercial

AB

AnJie Broad Law Firm

HKEX Reminder - Acquisition Of Wealth Management Products Is ‘Notifiable Transaction'

China Wealth Mgt

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Mayer Brown

The Implementation Of China's Trial Measures For The Administration Of Overseas Issuance And Listing Of Securities By Domestic Enterprises (《境内企业境外发行证券和上市管理试行办法》)

China Commercial

SS

Seyfarth Shaw LLP

Filing-based System For Overseas Listing (II) – Indirect Listing

HK

Han Kun Law Offices

境外上市备案新时代系列（二） — 境内企业间接境外上市篇

HK

Han Kun Law Offices

境外上市备案新时代系列（六） — 香港联交所发布建议根据中国内地监管新规修订《上市规则》以及其他有关中国发行人的条文修订的咨询文件

HK

Han Kun Law Offices

HKEX Consultation Following CSRC New Filing Rules

HK

Han Kun Law Offices

境外上市备案新时代系列（三） — 直接境外上市及全流通篇

China Commercial

HK

Han Kun Law Offices

Regulators Release Overseas Offering And Listing Rules For PRC Companies

MB

Mayer Brown

Webinar: Opening-up Of China's Financial Sector: A Focus On Investment Management And Fintech

Worldwide Finance

FP

Fangda Partners

《最高人民法院关于审理建设工程施工合同纠纷案件适用法律问题的解释（二）》新旧条文对比分析

China Commercial

JT

Beijing Jincheng Tongda & Neal Law Firm

Supreme Court Ruling: How To Determine Liability For Chip Packaging Companies In Layout Design Infringement Cases

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AFD China

《金融法（草案）》解读之四：金融监管措施

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AnJie Broad Law Firm

浅谈《专利审查指南》中关于“同日双申”的处理方式的修改

CP

CCPIT Patent & Trademark Law Office

Brief Analysis On The Measures For The Administration Of Online Marketing Of Financial Products From A Private Fund Business Perspective

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Llinks Law Offices

Validity Of Pre-IPO VAM Agreements In China

A secret pre-IPO agreement containing a valuation adjustment mechanism (VAM) has been declared invalid by the Shanghai High People's Court lately, arousing concerns...

China Commercial

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Jingtian & Gongcheng

China Securities Regulatory Commission Issued Proposed Rules On Offshore Listing

On December 24, 2021, China Securities Regulatory Commission ("CSRC") issued draft rules and measures on the direct and indirect offshore listings of onshore companies for public comments.

China Commercial

SM

Sheppard, Mullin, Richter & Hampton LLP

The Storm Is Coming, Where Can The Greater China Issuers Go?

The Stock Exchange of Hong Kong Limited (the "Exchange") is one of the most popular and active stock exchanges in the world with over HK$300 billion raised in 2019.

Worldwide Finance

WL

Withers LLP

关联交易金额怎么算？——保险公司关联交易管理办法与深交所关联交易规则对比分析

《保险公司关联交易管理办法》（以下简称"《管理办法》"）施行以来，实际操作中如何执行相关规定一直以来困扰很多保险机构。而上市公司&#

AB

AnJie Broad Law Firm

The Rise Of Equity Capital Markets In Greater China

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Akin Gump Strauss Hauer & Feld LLP

A股分拆科创板上市的监管要点探析 ——以A股、港股分拆/类分拆科创板为视角

China Commercial

DO

DeHeng Law Offices

简析新冠疫情对境内企业近期赴港上市的影响

DO

DeHeng Law Offices

新冠肺炎疫情下上市公司信息披露的应对措施

China Commercial

DO

DeHeng Law Offices

再议"同股不同权"公司A股IPO

China Commercial

DO

DeHeng Law Offices

Valuation Insights – Greater China Edition Third Quarter 2019

Da

Duff and Phelps

最新科创板制度解读系列之（八）

China Commercial

DO

DeHeng Law Offices

科创板上市公司股票减持制度解读及其完善的建议

China Commercial

DO

DeHeng Law Offices

最新科创板制度解读系列之（三）

China Commercial

DO

DeHeng Law Offices

科创板制度解读系列之《科创板首次公开发行股票注册管理办法（试行）

DO

DeHeng Law Offices

最新科创板制度解读系列之（八）

1月30日晚，中国证券监督管理委员会（下称"中国证监会"）发布了《关于在上海证券交易所设立科创板并试点注册制的实施意见》（以下简称《实

China Commercial

DO

DeHeng Law Offices

科创板上市公司股票减持制度解读及其完善的建议

2019年1月30日公布的《上海证券交易所科创板股票上市规则》（下称"《上市规则（征求意见稿）》"），针对科创板市场的定位及该板上市公司的特

China Commercial

DO

DeHeng Law Offices

最新科创板制度解读系列之（三）

2019年1月30日晚间，中国证监会发布《关于在上海证券交易所设立科创板并试点注册制的实施意见》及《科创板上市公司持续监管办法（试行）》z

China Commercial

DO

DeHeng Law Offices

科创板制度解读系列之《科创板首次公开发行股票注册管理办法（试行）

伴随着市场的热切期待，距习近平主席在首届中国国际进口博览会开幕式上宣布设立科创板并试点注册制仅仅86天，科创板新规高效落地。

DO

DeHeng Law Offices

新三板挂牌企业IPO十大关注要点（上篇）：三类股东申报、特殊权利条款

China Commercial

HK

Han Kun Law Offices

Super Voting Right and Its Reception for Chinese Overseas Listings

To list in Hong Kong or Singapore, class B common shares need to be converted to all other common shares to qualify.

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Jingtian & Gongcheng

Weighing Reverse Mergers For Private Chinese Cos.

In a reverse merger transaction, an existing "shell company" — which is a public reporting company with few or no operations — acquires a private operating company with a viable business — usually one that is seeking access to funding in the U.S. capital markets (Chinese reverse merger or CRM).

China Commercial

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Foley & Lardner

In The Eye Of A Hurricane: Is Reverse Merger Still A Viable Alternative To IPO For Private Chinese Companies?

A reverse merger often is perceived to be a quicker and cheaper method of "going public" than an IPO.

FL

Foley & Lardner

The View From China

The rapid expansion of China’s economy, privatisation of state-owned enterprises, deregulation of previously restricted industries and increased M&A activity have led to a significant increase in the number of Chinese companies listing overseas.

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Smith & Williamson

Legal Update - Red Chips Return To China´s Capital Market

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Minter Ellison

China Law Bulletin - February 2005

China Real Estate

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Morrison & Foerster LLP

B-Share Market Enjoys Reform And Measured Revival

China Employment

SS

Simmons & Simmons

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