PRESS RELEASE
7 October 2021

Ridge Barker Featured In Law360 Discussing SEC Probes Exchange-Traded Products For Investor Risks

WL
Withers LLP

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Trusted advisors to successful people and businesses across the globe with complex legal needs
Partner, Ridge Barker was featured in the article, ‘SEC Probes Exchange-Traded Products For Investor Risks,’ which was published by Law360 on October 5, 2021.
United States

Partner, Ridge Barker was featured in the article, 'SEC Probes Exchange-Traded Products For Investor Risks,' which was published by Law360 on October 5, 2021. The article examines the U.S. Securities and Exchange Commission's current study on risks posed by complex exchange-traded products and explores what new rules could mean for regulators.

Ridge discussed the SEC's probe and his concerns that it could lead to regulatory overreach. Ridge comments "A lot of investors out there are pretty sophisticated and knowledgeable and can assess risk," he adds "It just needs to be explained to them in a way they can get to relatively quickly and clearly."

For those that subscribe to Law360, the full article can be read here. Please note a subscription is required.

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Trusted advisors to successful people and businesses across the globe with complex legal needs

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