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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Listing Regime – Two Executive Directors Drop Appeal Against FCA Fines For Breaches Of Listing Rules And MAR

The FCA has published final notices in respect of its enforcement action against two former finance directors of Carillion plc for breaches of the Listing Rules and UK Market Abuse Regulations (MAR).

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Managing "Internal" Investment Funds And Conflicts Of Interest: Recent UK FCA Action

The UK Financial Conduct Authority (FCA) has recently censured BlueCrest Capital Management (UK) LLP (BlueCrest) and secured a voluntary USD101m redress scheme for investors in a fund it managed.

United Kingdom Finance

AO

A&O Shearman

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

UK's Digital Assets Regulatory Framework Takes Shape

The close of 2025 underscored the relentless momentum of the digital asset industry, showing no signs of slowing down. In December, the UK government and the Financial Conduct Authority (FCA) unveiled several draft...

United Kingdom Finance

WS

Winston & Strawn LLP

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

United Kingdom Finance

AG

Addleshaw Goddard

Ahead Of The Curve: Regulatory Update For Retail, Wealth And Private Banks In The UK

United Kingdom Finance

AO

A&O Shearman

What Differences Can Corporates Leverage Between US And UK Capital Markets? (Video)

United Kingdom Finance

BC

Bryan Cave Leighton Paisner

Launching Your First Fund: Seven Key Considerations For Emerging Managers

Guernsey Finance

W

Walkers

Tech-Native, Client-Focused: Connecting Technology With Legal Expertise

United Kingdom Finance

AG

Addleshaw Goddard

High Court Finds UK Broker Did Not Breach Contract By Refusing To Return Funds To Client Subject To US Sanctions

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK Future Crypto Framework: The Countdown Begins

United Kingdom Finance

AO

A&O Shearman

Tokenisation And The V-Bucks Generation Transition

JF

Jersey Finance Limited

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Webinars

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5 Feb 2026 | 11:00 AM

Scaling Your Business in 2026: Growth Strategies for Success

L

LegalVision

Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Banking Regulation

Secured Lending

Project Finance

Alternative Investment Funds

Islamic Finance

Where Do Funds Live And Why Does It Matter?

You'll find the answer to this question in a recent episode of ‘The Long-Short' podcast, produced by the Alternative Investment Management Association (AIMA), featuring Jersey Finance's Head of Funds, Elliot Refson.

Jersey Commercial

JF

Jersey Finance Limited

Tokenisation And The V-Bucks Generation Transition

Access an article by Philip Pirecki, Americas Lead for Jersey Finance, who provides an interesting slant on tokenisation.

JF

Jersey Finance Limited

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

Home Purchase Plans (HPPs) are an alternative to traditional mortgage products, often structured to comply with Sharia principles.

United Kingdom Finance

AG

Addleshaw Goddard

Our Key Takeaways From IFN UK Forum 2025

European Union Finance

W

Walkers

Islamic Finance And The Consumer Credit Act: Addressing Terminology And Interest Prohibitions

United Kingdom Finance

AG

Addleshaw Goddard

Trends In Islamic Finance Across The Channel Islands

Guernsey Finance

W

Walkers

Islamic Finance In The UK: 2025 Outlook

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

Time For The Heavy Roller? Or Has The Budget Finally Levelled The Playing Field For UK Islamic Finance?

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

We Talk Banking & Finance Podcast: Islamic Finance With Shakeel Adli Of Zunikh

Guernsey Finance

W

Walkers

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Commodities/Derivatives/Stock Exchanges

Managing "Internal" Investment Funds And Conflicts Of Interest: Recent UK FCA Action

The UK Financial Conduct Authority (FCA) has recently censured BlueCrest Capital Management (UK) LLP (BlueCrest) and secured a voluntary USD101m redress scheme for investors in a fund it managed.

United Kingdom Finance

AO

A&O Shearman

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

Where Do Funds Live And Why Does It Matter?

You'll find the answer to this question in a recent episode of ‘The Long-Short' podcast, produced by the Alternative Investment Management Association (AIMA), featuring Jersey Finance's Head of Funds, Elliot Refson.

Jersey Commercial

JF

Jersey Finance Limited

High Court Finds UK Broker Did Not Breach Contract By Refusing To Return Funds To Client Subject To US Sanctions

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Tokenisation And The V-Bucks Generation Transition

JF

Jersey Finance Limited

Lessons From Tricolor And First Brands

Worldwide Finance

AG

Addleshaw Goddard

Are Crypto ETNs MiFIR reportable?

United Kingdom Finance

TRAction

Important Guidance On Restructuring Credit Event Triggers Under ISDA Definitions

United Kingdom Finance

JD

Jones Day

Do Non-Bank Financial Institutions Pose A Systemic Risk?

United Kingdom Finance

GT

Greenberg Traurig, LLP

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Charges, Mortgages, Indemnities

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

In this GT Alert, we provide an overview of how the amount of regulatory capital that a UK bank is required to hold is quantified and whether there is a case for reconsidering the current approach.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

In October's GT Alert on non-bank lending, we focussed on whether there was a justification in banks being subject to regulatory capital requirements when non-bank financial institutions (NBFIs) were not.

United Kingdom Finance

GT

Greenberg Traurig, LLP

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

Types Of Debt Securities Listed On TISE In 2025

A

Appleby

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Fund Management/ REITs

Managing "Internal" Investment Funds And Conflicts Of Interest: Recent UK FCA Action

The UK Financial Conduct Authority (FCA) has recently censured BlueCrest Capital Management (UK) LLP (BlueCrest) and secured a voluntary USD101m redress scheme for investors in a fund it managed.

United Kingdom Finance

AO

A&O Shearman

Where Do Funds Live And Why Does It Matter?

You'll find the answer to this question in a recent episode of ‘The Long-Short' podcast, produced by the Alternative Investment Management Association (AIMA), featuring Jersey Finance's Head of Funds, Elliot Refson.

Jersey Commercial

JF

Jersey Finance Limited

Launching Your First Fund: Seven Key Considerations For Emerging Managers

Whether you're spinning out of a well-known asset manager, transitioning from a trading desk or capitalising on a strong track record in a niche strategy...

Guernsey Finance

W

Walkers

Tokenisation And The V-Bucks Generation Transition

JF

Jersey Finance Limited

FCA Consults On Reforms To Client Categorisation And Conflicts Of Interest Rules

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Lessons From Tricolor And First Brands

Worldwide Finance

AG

Addleshaw Goddard

Trusts Jersey Law: Once, Twice…Eighth Time Amended

CC

Collas Crill

FCA Non-Financial Misconduct: Final Guidance For Private Fund Managers, Fintechs, And Other Non-Banks

United Kingdom Finance

GP

Goodwin Procter LLP

Client Categorisation: A Reset, Not A Relaxation

United Kingdom Finance

BP

Burness Paull

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Latest Videos

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What Differences Can Corporates Leverage Between US And UK Capital Markets? (Video)

BC

Bryan Cave Leighton Paisner

Episode 15: Budget Special & 2026 Predictions (Video)

AM

Alvarez & Marsal

Market Moves: Unlocking Opportunities Through JPF Enhancements (Video)

JF

Jersey Finance Limited

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Take A Look At Sustainable Finance Seminar 2025 (Video)

G

Guernsey Finance

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