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Allen Matkins Leck Gamble Mallory & Natsis LLP
In a recently settled administrative proceeding, the Securities and Exchange Commission took the position that an employer took action to impede potential whistleblowers...
Holland & Knight
The SEC did not take time off for the summer when it comes to enforcement activity involving auditors of special purpose acquisition companies (known as SPACs and addressed by us previously).
Buchanan Ingersoll & Rooney PC
Federal antitrust agencies under the Biden Administration have a stated focus on the private equity industry, and last week's lawsuit filed by the Federal Trade Commission...
Welcome to this week's issue of AI: The Washington Report, a joint undertaking of Mintz and its government affairs affiliate, ML Strategies.
Reed Smith
Should companies prohibit the use of texting acronyms and emojis in business communications? That was a topic of debate at the "People's Court" argument capping off Exterro's XChange Global Conference...
Winston & Strawn LLP
The Federal Trade Commission's (FTC) continued scrutiny of private equity "roll-up" strategies resurfaced in a recent complaint filed in Texas federal court alleging that the private equity firm Welsh...
Liskow & Lewis
On Wednesday, September 27, the Treasury Department announced a new proposed rule extending the deadline for companies formed in 2024 to comply with the Corporate...
Katten Muchin Rosenman LLP
The U.S. Corporate Transparency Act ("CTA") is the first comprehensive ultimate beneficial owner ("UBO") and controlling persons reporting regime in the United States...
Cooley LLP
Corp Fin has posted an announcement regarding its plans in the event of a federal government shutdown. The announcement indicates that its activities would be "extremely limited."
Reed Smith
In our quarterly newsletter, our cross-practice team provides a short summary of significant developments in securities enforcement and regulatory matters.
K&L Gates
Mining companies may soon be faced with the results of the first comprehensive review of the Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (the JORC Code or the Code) in 11 years.
Cooley LLP
Yesterday, the SEC announced a sweep enforcement action against several insiders and companies for failing to file Forms 4 (Section 16(a) short-swing trading reports) and Schedules 13D...
Bass, Berry & Sims
The PCAOB received 138 comment letters regarding the Proposal, and most echo the concerns of the two out of five PCAOB members who voted against the Proposal
Allen Matkins Leck Gamble Mallory & Natsis LLP
Section 17701.7 of the California Corporations Code sets up two arguably contradictory rules. Subdivision (b) provides that unless displaced by "particular provisions"...
Polsinelli LLP
The Financial Crimes Enforcement Network ("FinCEN") is proposing to amend the beneficial ownership information ("BOI") reporting rule (the "Reporting Rule")...
Yesterday, September 26, 2023, Senator Elizabeth Warren (D-MA), along with six other Democratic Senators and eighteen Democratic Congressmen, sent a letter to SEC Chairman Gensler...
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments
Holland & Knight
Proposed Extension of Due Date for Reporting Initial Beneficial Ownership Information and Other Developments...
Cassidy Levy Kent
Today the Forced Labor Enforcement Task Force ("FLETF") published an update to the Uyghur Forced Labor Prevention Act ("UFLPA") Entity List.
In the fifth episode of Closing Time, Founder Dr. Florence Comite pitches her startup, Groq Health. Dr. Florence Comite is a clinician-scientist and innovator in the field of precision medicine...
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