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Mayer Brown
On June 15, 2022, the Securities and Exchange Commission (the "SEC") issued a request for comment to "help determine which ‘information providers,' such as index providers...
Shearman & Sterling LLP
On April 25, 2022, U.S. District Judge Jesse M. Furman dismissed a putative securities class action alleging that a fintech company (the "Company") misrepresented its internal control weaknesses and financial results in its prospectus and registration statement.
Mayer Brown
Due to market structure and regulatory changes, traditional capital-raising path for entrepreneurial companies has evolved. For companies in certain sectors, the firm commitment IPO may no longer be the goal.
Cadwalader, Wickersham & Taft LLP
The SEC requested comment on a Nasdaq Stock Market LLC amended proposed rule to adjust pricing limitations on direct listings of primary offerings.
Mayer Brown
The NYSE's yearly statistics release highlights a second consecutive year of record new listings and the exchange's increased focus on sustainability.
Bryan Cave Leighton Paisner LLP
Following on from the FCA's consultation on the effectiveness of the Primary Market, the FCA has published final rules on, amongst other things, free float and minimum market capitalisation...
Cooley LLP
The Conference Board has just released a new report, Corporate Board Practices in the Russell 3000, S&P 500, and S&P MidCap 400: 2021 Edition, a primary focus of which is board diversity.
Cadwalader, Wickersham & Taft LLP
The proposals are intended to promote diversity among the boards of Nasdaq-listed companies, and to increase transparency and accountability.
Cooley LLP
On Friday, the SEC approved Nasdaq's proposal for new listing rules regarding board diversity and disclosure, along with a proposal to provide free access to a board recruiting service.
Bryan Cave Leighton Paisner LLP
Companies listed on the New York Stock Exchange should review their policies on related party transactions and related processes to confirm they are consistent with recent revisions to the applicable NYSE rules.
Bryan Cave Leighton Paisner LLP
The House Committee on Financial Services met virtually on April 20, 2021 to consider legislation that, among other things
Mayer Brown
Today, the Staff of the Securities and Exchange Commission issued two statements relating to special purpose acquisition companies (SPACs).
Cooley LLP
You probably remember that, late last year, Nasdaq filed with the SEC a proposal for new listing rules regarding board diversity and disclosure.
Pryor Cashman LLP
The Pryor Cashman team advising the move was led by Eric Hellige, partner and member of Pryor Cashman's Corporate and Banking + Finance Groups.
Mayer Brown
On February 22, 2021, Nasdaq amended the rule changes it initially proposed in September 2020 that would permit an issuer to conduct a concurrent primary offering of its securities and a direct listing on Nasdaq.
Cooley LLP
SPACs and Direct Listings have emerged as a significant new liquidity path for high growth tech companies over the last several months.
Mayer Brown
In this MB Microtalk video, Candace Jackson discusses Nasdaq's proposal to adopt listing rules related to board diversity.
Mayer Brown
In this MB Microtalk video, Candace Jackson discusses Nasdaq's proposal to adopt listing rules related to board diversity.
Kane Russell Coleman Logan
On December 1, 2020, Nasdaq introduced new listing rules aimed at increasing diversity among directors at companies listed on its exchange.
Shearman & Sterling LLP
On December 1, 2020, Nasdaq submitted to the SEC a rule filing to adopt listing rules related to board diversity.
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