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Cadwalader, Wickersham & Taft LLP
On April 13, 2022, the Court of Appeals for the Third Circuit ruled in CoFund II LLC v. Hitachi Capital America Corp. that a junior creditor breached a turnover provision in an...
Cadwalader, Wickersham & Taft LLP
The U.S. regulatory agencies were out in full force this week, with significant activity and pronouncements that will have a meaningful impact on the financial services industry.
Brownstein Hyatt Farber Schreck, LLP
Tax Staffers Discuss State of Tax Policy. At a tax conference last week, top officials from the Biden administration and key congressional staffers discussed the latest in tax policy.
Cadwalader, Wickersham & Taft LLP
The Securities and Exchange Commission yesterday proposed amendments to rules and forms relating to ESG disclosures for investment advisors and investment companies.
Cadwalader, Wickersham & Taft LLP
Normally, these increased risks are absorbed by the intermediaries – the FCMs and DCO's clearing members, albeit at a certain cost for customers.
Cadwalader, Wickersham & Taft LLP
The Compliance Guide provides an overview of how the final rule, which will be published as 12 C.F.R. §330, affects the coverage rules for trusts, as well as for mortgage servicing accounts.
Cadwalader, Wickersham & Taft LLP
This week, Acting Comptroller of the Currency Michael Hsu gave remarks to the DC Blockchain Summit titled "Crypto: A Call to Reset and Recalibrate."
Cadwalader, Wickersham & Taft LLP
When Congress enacted the CFPA in 2010, it provided for concurrent enforcement by federal and state regulators.
Arnold & Porter
The US Securities and Exchange Commission (SEC) announced settled charges against BNY Mellon Investment Adviser, Inc. (BNYMIA) on May 23, 2022, for misstatements and omissions regarding...
Mintz
Today, the SEC issued two complementary press releases announcing certain proposed rules. First, the SEC announced "proposed amendments to enhance and modernize the Investment Company Act...
Mintz
On May 11, 2022, New York Governor Kathy Hochul announced the creation of the Department of Financial Services' Pharmacy Benefits Bureau.
Cadwalader, Wickersham & Taft LLP
After a change in IRS personnel and three years of relentless taxpayer complaints, the IRS made a welcome announcement last week.
Goodwin Procter LLP
As part of the consent judgment, the individual owner and his companies are permanently banned from the industry and have agreed to pay over $1.8 million in consumer restitution. ​
Cooley LLP
On May 17, 2022, the Consumer Financial Protection Bureau released its first substantive Consumer Financial Protection Circular – Circular 2022-02 – a day after announcing its new circular system.
Debevoise & Plimpton
On May 5, 2022, the Federal Reserve Board, Federal Deposit Insurance Corporation and the Office of the Comptroller of the Currency issued a notice of proposed rulemaking (the "Proposal")...
Jones Day
To promote the finality and binding effect of confirmed chapter 11 plans, the Bankruptcy Code categorically prohibits any modification of a confirmed plan after it has been "substantially consummated."
Goodwin Procter LLP
On April 27, 2022, the U.S. District Court for the Western District of Pennsylvania certified a class comprised of individuals alleging the Defendants violated the Fair Debt Collection Practices Act (FDCPA).
Worldwide
Cadwalader, Wickersham & Taft LLP
The G7 Finance Ministers and Central Bank Governors recently met in Petersberg, Germany, from May 18 and 20.
Kelley Drye & Warren LLP
At this week's Spring National Association of Attorneys General Consumer Protection Conference, State AG staff gathered to discuss multistate investigations, enforcement priorities...
Mayer Brown
It is common knowledge that 2022 is off to a difficult start for the stock market – the S&P and NASDAQ are posting stomach-clenching declines.
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