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Mayer Brown
On May 5, 2021, the Board of Governors of the Federal Reserve System ("FRS") proposed guidelines that the regional Federal Reserve Banks ("FRBs") would use to evaluate requests for accounts and
Bryan Cave Leighton Paisner LLP
After years of warning firms of the need for enhanced diligence in retaining or hiring brokers with a significant history of misconduct
Arnold & Porter
On April 22, 2021, the Federal Deposit Insurance Corporation (FDIC), Board of Governors of the Federal Reserve System (Federal Reserve)
Cadwalader, Wickersham & Taft LLP
Comment Deadline Set for Banking Agencies' Proposal on Tax Allocation Agreements.
Cadwalader, Wickersham & Taft LLP
False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC's Name or Logo.
Proskauer Rose LLP
On April 30, 2021 a California district court trimmed various federal privacy-related claims, including the Computer Fraud and Abuse Act (CFAA)...
Cadwalader, Wickersham & Taft LLP
The FDIC appointed Zunera Mazhar as Deputy Director for the Office of Innovation.
Cadwalader, Wickersham & Taft LLP
A firm operating a NYSE floor broker business settled NYSE charges for failing to detect that the firm's floor brokers entered competing orders associated with the same parent order.
Cadwalader, Wickersham & Taft LLP
Firm Settles FINRA Charges for Inadequate Oversight of Credit and Trading.
Perkins Coie LLP
More than a year into the COVID-19 pandemic, the first form of federal relief prepared specifically for restaurants is likely to be delivered soon.
Troutman Pepper Hamilton Sanders
In early March, New York State Attorney General Letitia James and New York City Corporation Counsel John E. Johnson announced a $105 million settlement against a hedge fund manager for tax evasion.
Cadwalader, Wickersham & Taft LLP
Treasury Secretary Janet L. Yellen appointed Michael Hsu as OCC Acting Comptroller.
Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to properly supervise certain types of variable annuity transactions and to monitor variable annuity exchanges.
Troutman Pepper Hamilton Sanders
Like most industries today, Consumer Finance Services businesses are being significantly impacted by the novel coronavirus (COVID-19). Troutman Pepper has developed a dedicated...
Troutman Pepper Hamilton Sanders
In Uvaldo v. Germain Law Office PLC, an Arizona District Court denied a plaintiff's motion for partial judgment on the pleadings in a Fair Debt Collection Practices Act case.
Troutman Pepper Hamilton Sanders
In Shepherd v. Debt Recovery Sols. of Ohio, Inc., No. 3:20-cv-520 (N.D. Ohio Apr. 22, 2021), the court dismissed a putative class action alleging violations of the Fair Debt Collections Practices...
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee highlighted market indicators that it will consider when recommending a forward-looking Secured Overnight Financing Rate term rate.
Cadwalader, Wickersham & Taft LLP
FINRA proposed amendments on margin requirements for Covered Agency Transactions.
Alston & Bird
Following the SolarWinds cyber espionage attack (the "Attack") and the resulting focus on supply chain risk, the New York Department of Financial Services (NYDFS)...
Alston & Bird
As the country begins to emerge from the COVID-19 pandemic and the U.S. economy gets back on track, banks nationwide should expect their activities to come under government scrutiny.
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