Current filters:  
Financial Services
Cayman Islands
Private Equity Comparative Guide for the jurisdiction of Cayman Islands, check out our comparative guides section to compare across multiple countries
United States
Schulte Roth & Zabel
On Aug. 15, 2022, the Board of Governors of the Federal Reserve System ("FRB") unanimously voted to approve guidelines ("Guidelines") for Federal Reserve Banks ("Reserve Banks")...
Schulte Roth & Zabel
On July 29, 2022, the New York State Department of Financial Services ("NYDFS") published pre-proposal amendments ("Proposed Amendments") to its cybersecurity regulations ("Part 500").
Schulte Roth & Zabel
On Aug. 16, 2022, the Board of Governors of the Federal Reserve System ("FRB") issued a letter ("Letter") regarding FRB-supervised banking organizations ("Covered Entities")...
Schulte Roth & Zabel
On Sept. 9, 2022, the U.S. Securities and Exchange Commission ("SEC") settled enforcement actions against nine private fund advisers for their failure to: (1) timely disseminate audited...
Cooley LLP
For several years, the SEC staff and advisory committees, credit rating agencies, investors, the Big Four accounting firms and other interested parties have been making noise about a popular financing technique called "supply chain financing."
Allen Matkins Leck Gamble Mallory & Natsis LLP
The California Financing Law requires each licensed lender, broker, and program administrator licensee to pay its pro rata share of all costs and expenses of the administration of the law.
Katten Muchin Rosenman LLP
Natural persons and legal entities are potentially jointly and severally liable for all of a decentralized autonomous organization's (DAO) violations of the Commodity Exchange Act (CEA) and Commodity Futures...
Ropes & Gray
On September 30, the Financial Crimes Enforcement Network ("FinCEN"), within the U.S. Department of the Treasury, issued a highly anticipated final rule, Beneficial Ownership...
Goodwin Procter LLP
In August 2022, the Consumer Financial Protection Bureau (CFPB) published a circular confirming that, under certain circumstances, entities may "violate the prohibition on unfair acts...
Mayer Brown
On September 29, 2022, the Board of Governors of the Federal Reserve System ("Federal Reserve") announced that it would conduct a climate scenario analysis exercise with six of the largest US banking organizations.
Brown, Goldstein & Levy
At Brown, Goldstein & Levy, our appellate practice is a key component of the firm's work to improve the law.
McGlinchey Stafford
On Wednesday, September 7, 2022, acting Comptroller of the Currency Michael J. Hsu gave remarks in New York City at the Clearing House + Bank Policy Institute Annual Conference.
Katten Muchin Rosenman LLP
The Commodity Futures Trading Commission (CFTC) charged a group of companies and their natural person controller with operating an unlicensed futures brokerage company...
McGlinchey Stafford
On July 26, 2022, the Office of the Comptroller of the Currency (OCC) issued an update to its 2013 policy statement on minority depository institutions (MDIs).
K2 Integrity
On 14 September 2022, K2 Integrity hosted a webinar on considerations in the digital assets space. K2 Integrity Board Member Christopher Brummer and AML/CFT experts Mariano Federici and Alex Levitov...
Taylor English Duma
On December 11, 2020, as part of the National Defense Authorization Act for 2021, the U.S. Senate passed the Corporate Transparency Act (CTA). The bill was vetoed by President Trump...
Brown Rudnick LLP
In 2021, investors pumped a record $330 billion into U.S. tech startups – twice as much as the previous year, which was itself twice the level of three years earlier.
Amini & Conant
Mezzanine financing blends equity and debt, with lenders providing subordination loans over traditional ones.
K2 Integrity
There have been numerous positive developments in the evolution of ESG investing. Still, the research needed to assess which investments are truly ESG-compliant and which are tantamount to greenwashing is burdensome.
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Popular Contributors
Upcoming Events
Conference London UK
Mondaq Social Media