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United States
Cooley LLP
On November 20, 2023, the California Department of Financial Protection and Innovation (DFPI) issued an invitation for comments on a potential rulemaking relating to two new California laws...
Mayer Brown
While the recent US Basel Endgame proposal will affect many elements of the capital rules, it will especially impact operational risk, a new category of capital charge for most banks.
Cadwalader, Wickersham & Taft LLP
This week, the Senate Banking Committee and the House Financial Services Committee held oversight hearings with leaders of the Federal Deposit Insurance Corporation ("FDIC")..
Mayer Brown
In late July 2023, US banking agencies proposed significant revisions to the risk-based regulatory capital requirements for certain midsize and larger US banking organizations.
Sheppard Mullin Richter & Hampton
On November 1, the OCC issued Bulletin 2023-34 addressing the topic of "venture lending," referred to as "commercial loans to early-, expansion-, and late-stage companies."
Fenwick
On October 31, 2023, the U.S. Government Accountability Office (GAO) published a formal decision concluding that the Securities and Exchange Commission (SEC) failed to follow prescribed Congressional...
Mayer Brown
While the recent US Basel Endgame proposal will affect many elements of the capital rules, it will have a particularly significant effect on market risk, where it may increase the capital requirement...
Mayer Brown
On October 24, 2023, the US federal banking regulators finalized interagency principles for the effective management and supervision of climate-related financial risks (the "Climate Principles").
Schulte Roth & Zabel LLP
The keenly awaited decision of the Upper Tribunal ("UT") in HMRC v BlueCrest Capital Management (UK) LLP provides helpful guidance for any LLP intending that some or all of its members...
Mayer Brown
In late July 2023, US banking agencies released proposals to significantly revise the risk-based regulatory capital requirements for certain midsize and larger US banking organizations.
Mayer Brown
On October 20, 2023, the US federal banking regulators announced that they were extending the period for public comment to January 16, 2024 for both the (i) Basel Endgame proposal to significantly revise...
Cadwalader, Wickersham & Taft LLP
Last week, Federal Reserve Board ("FRB") Governor Michelle Bowman gave a speech entitled Financial Stability in Uncertain Times, focusing on the "financial stability risks...
Mayer Brown
Late last month, the staff of the Board of Governors of the Federal Reserve System ("Federal Reserve") issued responses to frequently asked questions regarding the treatment of credit-linked notes ("CLNs")...
Goodwin Procter LLP
In this Issue. The Federal Deposit Insurance Corporation (FDIC) proposed guidelines for corporate governance and risk management; the Consumer Financial Protection Bureau (CFPB) issued a report, guidance...
Linklaters
On July 27, 2023, the U.S. federal banking agencies released a nearly 1,100-page proposal that would overhaul the U.S. regulatory capital framework for all banks and bank holding...
Cadwalader, Wickersham & Taft LLP
On Monday, Michael Barr, the Federal Reserve Board's ("FRB") Vice Chair for Supervision, delivered remarks to the American Bankers Association Annual Convention entitled Capital Supports Lending...
Cadwalader, Wickersham & Taft LLP
On September 19, 2023, the jurisdictional boundaries between the regulation of swaps by the Commodity Futures Trading Commission (the "CFTC") and the regulation of security-based swaps ("SBSs")...
Cadwalader, Wickersham & Taft LLP
On September 28, the Federal Reserve Board ("FRB") posted three new FAQs to its website regarding Regulation Q (Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks).
Cadwalader, Wickersham & Taft LLP
On Wednesday, Federal Deposit Insurance Corporation ("FDIC") Chair Martin Gruenberg gave remarks to the Exchequer Club of Washington on the financial stability risks of nonbank financial institutions.
Proskauer Rose LLP
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK....
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