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Proskauer Rose LLP
Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Cadwalader, Wickersham & Taft LLP
Cadwalader partner Nick Shiren and special counsel Alex Collins cover Risk Retention in EU and UK securitisations in a recent practice note for LexisNexis
Jones Day
New Regulation (EU) 2020/2176 (the "Regulation") provides regulatory capital relief, allowing certain software assets to be considered when calculating Common Equity Tier 1 ("CET1") capital.
United States
Cadwalader, Wickersham & Taft LLP
A trading firm settled NYSE Arca charges for incorrectly calculating net capital.
Mayer Brown
On April 14, 2021, the Basel Committee on Banking Supervision (BCBS) issued two climate-related reports—Climate-related risk drivers and their transmission channels...
Cadwalader, Wickersham & Taft LLP
NFA adopted rules establishing minimum capital requirements for member swap dealers ("SDs") that are not prudentially regulated.
Mayer Brown
On March 23, 2021, Federal Reserve Board Governor Lael Brainard announced that the FRB had created a Financial Stability Climate Committee to identify, assess, and address climate-related risks to financial stability.
Cadwalader, Wickersham & Taft LLP
U.S. House Financial Services Committee Press Release: Waters Urges Regulators Not to Weaken Big Bank Leverage and Capital Requirements
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published Handbook Notice 85, which sets out changes to the FCA Handbook made by the FCA Board on 25 February 2021.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board Governor Lael Brainard described challenges and solutions for incorporating climate-related risk assessments into supervisory frameworks.
Cadwalader, Wickersham & Taft LLP
The OCC named Tanya Smith and Michael McDonald as Deputy Comptrollers for Large Bank Supervision.
Cadwalader, Wickersham & Taft LLP
The SEC issued an order permitting smaller broker-dealer firms an additional 30 days for filing annual reports.
Cadwalader, Wickersham & Taft LLP
Treasury and the Federal Housing Finance Agency ("FHFA") agreed to amend the terms of the preferred stock purchase agreements of Fannie Mae and Freddie Mac (the government-sponsored enterprises or the "GSEs").
Caplin & Drysdale
The Final Regulations provide many welcome clarifications to the proposed regulations published on August 14, 2020
Cadwalader, Wickersham & Taft LLP
The FDIC proposed a rule "to amend the risk-based deposit insurance assessment system applicable to all large insured depository institutions."
Mayer Brown
The proposed and final NSFR rules differ from the standard developed by the BCBS based on US-market specific factors.
Mayer Brown
The Memorandum notes that a key policy goal of the Transition is to reduce overall risk in the financial system.
Mayer Brown
On November 2, 2020, the Alternative Reference Rates Committee sent a detailed memorandum to the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation ...
Mayer Brown
In a detailed 25-page memorandum to U.S. prudential banking regulators,[1] the Alternative Reference Rates Committee detailed concerns...
Cadwalader, Wickersham & Taft LLP
The SEC moved forward on proposed substituted compliance determination for UK- and French-regulated firms that register as security-based swap dealers.
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