ARTICLE
18 September 2019

The SEC's Crackdown On Insider Trading By Lawyers

AP
Arnold & Porter

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Arnold & Porter is a firm of more than 1,000 lawyers, providing sophisticated litigation and transactional capabilities, renowned regulatory experience and market-leading multidisciplinary practices in the life sciences and financial services industries. Our global reach, experience and deep knowledge allow us to work across geographic, cultural, technological and ideological borders.
Insider trading by lawyers and legal personnel is not a new phenomenon. However, a recent series of SEC insider trading actions charging senior lawyers in legal departments
United States Corporate/Commercial Law

Insider trading by lawyers and legal personnel is not a new phenomenon. However, a recent series of SEC insider trading actions charging senior lawyers in legal departments of prominent public companies suggests that insider trading by lawyers may be on the rise.

Join us for a discussion on the implications of recent cases against lawyers and how legal departments and law firms can mitigate their risk.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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