ARTICLE
15 January 2019

FINRA Proposes To Extend Response Times In Arbitrations

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The proposed rule change also makes corresponding changes intended to improve the discovery process.
United States Finance and Banking

FINRA proposed a rule change to extend the "time for non-parties to respond to arbitration subpoenas and orders of appearance of witnesses or production of documents." The proposed rule change also makes corresponding changes intended to improve the discovery process.

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