ARTICLE
13 October 2021

FINRA Proposes Further Extending Pilot For Market-Wide Circuit Breakers In NMS Stocks

CW
Cadwalader, Wickersham & Taft LLP

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FINRA proposed further extending the pilot period related to market-wide circuit breakers in National Market System stocks.
United States Finance and Banking

FINRA proposed extending the pilot period under FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") from October 18, 2021, to March 18, 2022. FINRA filed the proposal for immediate effectiveness. This is the fourth such extension (see previous coverage).

Primary Sources

  1. SR-FINRA-2021-027: Proposed Rule Change to Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)

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