ARTICLE
15 October 2020

FINRA Proposes Pilot Period Extension In Connection With Market-Wide Circuit Breakers In NMS Stocks

CW
Cadwalader, Wickersham & Taft LLP

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FINRA proposed extending the pilot period under FINRA Rule 6121.02 until October 18, 2021.
United States Finance and Banking

FINRA proposed extending the pilot period under FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") until October 18, 2021. FINRA filed the proposal for immediate effectiveness. This is the third such extension (see previous coverage).

Primary Sources

  1. SR-FINRA-2020-033: A Proposed Rule Change to Extend the Pilot Period related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)

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