United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Democrats Fight To Keep The CFPB Running

A group of twenty-two Democratic AGs sued Russell Vought, in his official capacity as Acting Director of the CFPB, alleging that his actions to dismantle the agency are unlawful.

United States Finance

CO

Cozen O'Connor

OCC Proposals Confirm Federal Preemption Of State Interest-On-Escrow Laws

In a significant move for national banks and federal savings associations, the Office of the Comptroller of the Currency (OCC) has proposed a new regulation (Proposed Rule)...

United States Finance

AP

Arnold & Porter

Mortgage Banking Update - January 8, 2026

January 8 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

Shifting Enforcement Priorities At The CFTC And The SEC

It should come as no surprise that priorities have shifted at the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC"), particularly with the enforcement divisions...

United States Finance

FL

Foley & Lardner

California DFPI Sets March 15, 2026 Deadline For Commercial Financing Annual Reports

United States Finance

SM

Sheppard Mullin Richter & Hampton

Federal Court Orders CFPB To Continue Requesting Funding Operations Amid Defunding Dispute

United States Finance

SM

Sheppard Mullin Richter & Hampton

Redress Done Right: A Blueprint For Large-Scale Financial Remediation

United States Finance

AC

Ankura Consulting Group LLC

OECD Publishes Policy Brief On Financing Instruments And Policy Levers To Harness Biomanufacturing For Climate, Biodiversity, And Growth

United States Finance

BC

Bergeson & Campbell

Going On The Offensive To Improve Advisers Act Disclosures

United States Finance

W

WilmerHale

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

United States Finance

KM

Katten Muchin Rosenman LLP

Federal Reserve Proposes Skinny Master Accounts

United States Finance

DW

Davis Wright Tremaine

CFPB Adjusts HPML Asset Exemption Threshold

United States Finance

BS

Ballard Spahr LLP

UK Ring-fencing Reform: Why The Ring-fence Should Be Recalibrated, And How

United States Finance

AO

A&O Shearman

Digital Asset Exchange Receives CFTC Approval For US Prediction Markets, Signaling An Opportunistic Outlook

United States Finance

SM

Sheppard Mullin Richter & Hampton

Federal Circuit: Priority Document That 'Broadly Outlines' Possible Structures Fails To Provide Adequate Written Description Support For Subgenus Of Linkers In Antibody-Drug Conjugate

United States IP

AG

Akin Gump Strauss Hauer & Feld LLP

Food Venture Financing News – Weekly Issue No. 264

United States Commercial

DW

Davis Wright Tremaine

Italy's Rising Tax Evasion Vs The United States' Is Higher, Even With The Voluntary Disclosure Program (VDP)

United States Tax

RS

Rotfleisch & Samulovitch P.C.

Supreme Court Weighs Extent Of President's Authority To Impose Tariffs During Proclaimed National Emergencies

United States Litigation

D

Dykema

How I Learned To Love Mediator's Proposals - Why Modern Mediation Sometimes Calls For A Guiding Hand

United States Litigation

J

JAMS

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Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

This will not be permitted at the outset but the Treasury will review the position in due course.

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

One of the art world's most important events in the United States has recently concluded in Miami Beach, Florida. Running December 3-7, 2025...

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

The Statement marks what could be a significant shift in the regulatory landscape for banks engaged in leveraged lending and comes amid the continued prevalence of the private credit market and other non-bank lending.

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Debt Capital Markets

OECD Publishes Policy Brief On Financing Instruments And Policy Levers To Harness Biomanufacturing For Climate, Biodiversity, And Growth

On December 2, 2025, the Organisation for Economic Co-operation and Development (OECD) published a policy brief entitled "Financing instruments and policy levers to harness biomanufacturing for climate...

United States Finance

BC

Bergeson & Campbell

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

Exchange-traded funds (ETFs) are a popular investment tool for investors, providing market access to a diverse set of industries and asset classes through a liquid investment strategy.

United States Finance

KM

Katten Muchin Rosenman LLP

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

Illinois is making important changes to the scope of the state's Collection Agency Act and the reach of its collection agency licensing obligation.

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

CFTC Staff Extends Relief To Certain RIAs Operating Private Commodity Pools

United States Finance

D

Dechert

CFPB: Earned Wage Products Are Not Loans Under TILA

United States Consumer

SM

Sheppard Mullin Richter & Hampton

CFTC No-Action Reinstates Broad Registration Exemption For Institutional CPOs, Pending Further Action

United States Finance

KM

Katten Muchin Rosenman LLP

Today's Podcast Episode: The CFPB's Most Ambitious Regulatory Agenda Ever – Part 2

United States Finance

BS

Ballard Spahr LLP

Holiday Hours: End Of Year Announcements

United States Commercial

GP

Goodwin Procter LLP

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Charges, Mortgages, Indemnities

US NAIC Fall 2025 National Meeting Highlights: Investment-Related Highlights

This update reports on selected investment-related topics from the NAIC's Fall National Meeting, December 8-11, 2025, as well as a number of interim developments that took place between the NAIC's Summer...

United States Insurance

MB

Mayer Brown

Mortgage Banking Update - January 8, 2026

January 8 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

CFPB Adjusts HPML Asset Exemption Threshold

The CFPB recently issued a final rule increasing the asset exemption threshold for the Truth in Lending Act (TILA) requirement to maintain an escrow account for a higher-priced mortgage loan (HPML).

United States Finance

BS

Ballard Spahr LLP

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

United States Finance

MB

Mayer Brown

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

Instructions For Facilitating A Child's Home Purchase

United States Finance

WD

Wiggin & Dana

Oregon Enters $1.56 Million Consent Order Over Alleged Excessive Interest Charges In Bank Partnership Lending Program

United States Consumer

SM

Sheppard Mullin Richter & Hampton

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Financial Services

US NAIC Fall 2025 National Meeting Highlights: Investment-Related Highlights

This update reports on selected investment-related topics from the NAIC's Fall National Meeting, December 8-11, 2025, as well as a number of interim developments that took place between the NAIC's Summer...

United States Insurance

MB

Mayer Brown

Democrats Fight To Keep The CFPB Running

A group of twenty-two Democratic AGs sued Russell Vought, in his official capacity as Acting Director of the CFPB, alleging that his actions to dismantle the agency are unlawful.

United States Finance

CO

Cozen O'Connor

Why Foreign Companies Should Not DIY A U.S. LLC

Your first American customer sends you a $50,000 purchase order.

United States Commercial

HS

Harris Sliwoski

OCC Proposals Confirm Federal Preemption Of State Interest-On-Escrow Laws

United States Finance

AP

Arnold & Porter

Mortgage Banking Update - January 8, 2026

United States Finance

BS

Ballard Spahr LLP

Shifting Enforcement Priorities At The CFTC And The SEC

United States Finance

FL

Foley & Lardner

California DFPI Sets March 15, 2026 Deadline For Commercial Financing Annual Reports

United States Finance

SM

Sheppard Mullin Richter & Hampton

Federal Court Orders CFPB To Continue Requesting Funding Operations Amid Defunding Dispute

United States Finance

SM

Sheppard Mullin Richter & Hampton

Prioritizing The Warfighter In Defense Contracting (Trump EO Tracker)

United States Government

AG

Akin Gump Strauss Hauer & Feld LLP

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Latest Videos

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AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Alan Kaplinsky Spotlighted On LexBlog's Real Lawyers Podcast (Video)

BS

Ballard Spahr LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

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