United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Derivatives 2025 – Global Overview

Derivatives are an integral part of the global financial landscape, with transaction volumes growing dramatically over the years.

United States Finance

KM

Katten Muchin Rosenman LLP

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

With near-constant reports on the growth and scale of the secondaries market, and headlines announcing marquee secondary fund closings, such as Carlyle AlpInvest's recent $20 billion fundraise...

United States Finance

RG

Ropes & Gray LLP

Financial Institution Attorney Guide: Strategic Legal Preparedness For Banking Executives

As an attorney with extensive experience in complex litigation and regulatory matters who represents financial institutions, I've learned that the most successful...

United States Finance

MB

Michael Best

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Why Can't We Be Friends? The SEC And CFTC Vow More Cooperation

United States Finance

JD

Jones Day

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

United States Finance

FH

Foley Hoag LLP

SEC Grants No-Action Relief From Rule 17a-4 For Reliance On Central Registration Depository System To Maintain Electronically Signed Form U4 Filings

United States Finance

MB

Mayer Brown

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

United States Finance

PR

Proskauer Rose LLP

State Attorney General Renews Focus On Cryptocurrency And The Financial Industry

United States Finance

KM

Katten Muchin Rosenman LLP

Executive Order Takes Aim At "Debanking"

United States Finance

GP

Goodwin Procter LLP

OCC Terminates 2022 Consent Order Against National Bank

United States Finance

SM

Sheppard Mullin Richter & Hampton

Stablecoins And Community Banking: Regulatory Shift Creates New Strategic Challenges

United States Finance

JW

Jones Walker

Compliance Update — Insights And Highlights August 2025

United States Finance

JW

Jones Walker

Federal Reserve Announces Individual Capital Requirements For Large Banks

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Business Tax Law Provisions Of The OBBA

United States Commercial

OK

Offit Kurman

Evolving Challenges In Employment Mediation: Managing Emotions, Shifting Strategies And Legal Trends (Podcast)

United States Employment

J

JAMS

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

Control, Creativity, Closure: The Mediation Advantage

United States Litigation

J

JAMS

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Related Country Guides

Banking Regulation

Project Finance

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg LLP

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

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Capital Adequacy/BASEL

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

The NAIC Summer National Meeting was held in Minneapolis from August 10-13, 2025. This Legal Update reports on selected investment-related topics from the Summer National Meeting...

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

The capital gains exclusion under Internal Revenue Code (Code) Section 1202 with respect to gain from the sale or exchange of qualified small business stock (QSBS) is available to any taxpayer other than a corporation.

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

Treasury Secretary Bessent Outlines Strategic Vision For Financial Regulatory Reform At Federal Reserve Capital Conference

United States Finance

AP

Anderson P.C.

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

United States Finance

SJ

Steptoe LLP

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Debt Capital Markets

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

On September 4, 2025, the Securities and Exchange Commission (the "SEC") published its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions (the "Reg Flex Agenda").

United States Commercial

PR

Proskauer Rose LLP

Private Credit And Secured Hedges — Drafting Issues To Avoid

This article addresses numerous drafting issues identified in New York-law governed direct lending transactions that have either caused borrowers to seek amendments...

United States Finance

HH

Hughes Hubbard & Reed LLP

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

In a recent foreclosure action, Plaintiff Lakeview Loan Servicing, LLC ("Lakeview") sought summary judgment against Defendant Andrew Branley ("Branley").

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Notice Regarding Pennsylvania Tax And Revenue Anticipation Notes

United States Tax

SS

Saxton & Stump

New Jersey Financial Services Legislative Update

United States Finance

HK

Holland & Knight

CFPB Seeks Comments On Raising 'Larger Participant' Thresholds

United States Finance

BS

Ballard Spahr LLP

Illinois Expands Collection Agency Act With New Licensing And Enforcement Provisions

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Seeks Comments On Increased Larger Market Participant Thresholds In 4 Key Markets

United States Finance

HK

Holland & Knight

CFPB Proposes Rollback Of "Larger Participant" Rules Covering Consumer Debt Collection, International Money Transfer, Automobile Financing, And Consumer Reporting Industries

United States Finance

SJ

Steptoe LLP

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Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

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Latest Videos

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New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

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