The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates, expiration dates and compliance dates. Click on the links below to view deadlines from November 16, 2020 to November 30, 2020.
Comment Deadlines
- November 16: FinCEN - Enhancing AML Programs
- November 20: Fed. Res. Board - Amendments to Capital Planning and Stress Testing Requirements for Large Bank Holding Companies, Intermediate Holding Companies and Savings and Loan Holding Companies
- November 23: FINRA - Procedures to Address Qualification Exam Misconduct
- November 25: FDIC - Removal of Transferred OTS Regulations Regarding Certain Subordinate Organizations of State Savings Associations
- November 30: Small Business Administration - Regulatory Reform Initiative: Small Business Investment Company-Regulatory Streamlining
Effective Dates
- November 19: CFPB - Payday, Vehicle Title, and Certain High-Cost Installment Loans; Delay of Compliance Date; Correcting Amendments
- November 20: CFTC - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
- November 26: OFAC - Amendments to Cuban Assets Control Regulations
Expiration Dates
- November 19: CFTC - Reporting Relief Relating to CCP Discounting Shift
- November 30: CFTC - No-Action Relief for Swap Execution Facilities from Time Requirements Relating to ACRs and Financial Reports
Compliance Date
- November 30: MSRB - Revised Interpretive Notice of Underwriters' Fair Dealing Obligations to Issuers
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
