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within Intellectual Property, International Law, Food, Drugs, Healthcare and Life Sciences topic(s)
NFA reminded CTAs and CPOs to notify the agency if
they intend to request Form PR filing relief.
As
previously covered, the CFTC adopted exemptions for CTAs and
CPOs from reporting on Forms CPO-PQR and CTA-PR if they operate
only pools or accounts in accordance with an exemption from
registration. Notifications should be submitted on the CTA Annual Questionnaire. Conversely, CTAs
that will no longer rely on the exemption must notify NFA of the
change in their reporting status by the same means.
NFA stated that CTAs must notify the agency prior to March 31,
2020 if they intend to take advantage of Form PR filing relief.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
