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As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission (the "CFTC") set forth in Rule 4.13(a)(3), commonly referred to as the "de minimis exemption," must affirm their claim of exemption by this Friday, March 1, 2019.
As a reminder, fund managers relying on the exemption from
registration with the U.S. Commodity Futures Trading Commission
(the "CFTC") set forth in Rule 4.13(a)(3), commonly
referred to as the "de minimis exemption," must affirm
their claim of exemption by this Friday, March 1,
2019.
The affirmation process should be completed online through the
NFA Exemptions System. Failure to submit an
affirmation by the deadline will result in an automatic withdrawal
of the exemption from registration.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
