Deux membres de notre groupe Fonds d'investissement et gestion d'actifs, Darin Renton et Malcolm Peck-McQueen, ont récemment mis à jour leur chapitre intitulé « Retail Investment Funds in Canada: Regulatory Overview » (en anglais seulement) du Practical Law Global Guide 2021: Investment Funds de Thomson Reuters. Ce chapitre donne un aperçu des questions juridiques et réglementaires canadiennes concernant les fonds de placement de détail.

Une traduction de ce billet sera disponible prochainement.

Two members of our Investment Funds & Asset Management Group, Darin Renton and Malcolm Peck-McQueen, recently updated their "Retail Investment Funds in Canada: Regulatory Overview" chapter for publication in Thomson Reuters' Practical Law Global Guide 2021: Investment Funds. The chapter provides an overview of Canadian legal and regulatory issues affecting retail investment funds, as follows:

  • Structure of Canada's retail funds market;
  • Statutes, regulatory bodies and legislation;
  • Requirements for fund managers and operators;
  • Marketing of retail funds;
  • Investment and borrowing restrictions;
  • Restrictions on redemption, transfer or assignment of interests;
  • Periodic reporting requirements;
  • Tax treatment of retail funds; and
  • Proposals for regulatory reform.

We are pleased to be able to make this 11-page publication available for downloading.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.