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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Know Now Or Pay Later: Navigating New York's Buy-Now-Pay-Later Act

Once hailed as the sleek, interest-free alternative to credit cards, buy-now-pay-later (BNPL) loans have become a defining feature of modern consumer finance.

United States Finance

HK

Holland & Knight

FTC Guidance Confirms OEMs Are Not "Service Providers" To Dealers Under Safeguards Rule

Recently issued guidance from the Federal Trade Commission (FTC) addresses frequently asked questions about the application of the agency's Safeguards Rule, 16 C.F.R. § 314.1 et seq.

United States Finance

NM

Nelson Mullins Riley & Scarborough LLP

HUD Seeking Information About Impact Buy Now, Pay Later Has On Housing Expenses

The Department of Housing and Development is seeking information about the impact that the frequent use of Buy Now, Pay Later (BNPL) products may have on borrowers' ability to meet housing-related expenses...

United States Finance

BS

Ballard Spahr LLP

Budget Bill Includes Huge Cuts To CFPB Budget

The Department of Housing and Development is seeking information about the impact that the frequent use of Buy Now, Pay Later (BNPL) products may have on borrowers' ability to meet housing-related expenses...

United States Finance

BS

Ballard Spahr LLP

Buy Now, Pay Later: Regulatory Retreat In Washington, State Regulation On The Rise

United States Finance

PR

Proskauer Rose LLP

New FCA Rules On Non-Financial Misconduct

United States Finance

W

WilmerHale

From Product Provider To Strategic Partner: The Transformation Imperative For Benefits Carrier

United States Finance

AM

Alvarez & Marsal

FinCEN And Banking Agencies Allow Banks To Collect Customers' SSNs From Third Parties

United States Finance

DP

Davis Polk & Wardwell

Global Enforcement And Asset Recovery Series: Asset Disclosure

United States Finance

JD

Jones Day

International Fund Formation: Cross-Border Legal Considerations

Worldwide Finance

FL

Fridman Law Firm

Form D Filings & Regulation D Exemptions: A Guide For Fund Managers

United States Finance

FL

Fridman Law Firm

State vs. Federal Fund Formation Regulations: What Startups Should Know

United States Finance

FL

Fridman Law Firm

Banking Industry Outlook: U.S. Banking M&A Activity Mid-Year Review

United States Finance

AC

Ankura Consulting Group LLC

Global Trends In Private Markets: Spotlight On The Middle East 2025

Worldwide Finance

AO

A&O Shearman

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

See more

Listing Rules & Flotation

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

The ‘Jewel in the Crown' of London's markets, AIM has been a central feature of UK capital markets for the last 30 years providing growing companies...

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

On October 7, 2024, the US Securities and Exchange Commission approved Nasdaq's proposed modification to Nasdaq Listing Rule 5810(c)(3)(A)...

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

HKEx's Enhanced Climate Disclosure Requirements

United States Finance

SS

Seyfarth Shaw LLP

UK Listing Rules Reforms

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

See more

Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

See more

Private Equity & MBO's

Impact Of The JOBS Act On Private Fund Managers

The Jumpstart Our Business Startups Act (JOBS Act) has significant implications for managers of private funds.

United States Finance

ML

McGuireWoods LLP

What Should Funds Expect In SEC Examinations?

Recently, the Director of the SEC Office of Compliance Inspections and Examinations (OCIE), Carlo V. di Florio, addressed the Private Equity International Private Fund Compliance Forum.

United States Finance

BR

Blank Rome LLP

Integration Of ESG Factors Into Private Equity Investment And Management Processes

Private equity firms are under increasing pressure, especially from their limited partners, to incorporate environmental, social, and governance ("ESG") factors into their investment and management processes.

United States Commercial

FH

Foley Hoag LLP

New Guidance On Confidentiality Agreements

United States Litigation

RG

Ropes & Gray LLP

SBA Issues May 25 Call Notice For Early Stage Fund Managers

United States Finance

ML

McGuireWoods LLP

Advice About Advisory Boards

United States Commercial

FH

Foley Hoag LLP

Dodd Frank Update: Federal Banking Regulators Clarify Volcker Rule

United States Finance

D

Dentons

Updated SEC Guidance On The Family Office Exclusion

United States Tax

DP

Day Pitney LLP

March 30 Deadline Approaches For Filing Exempt Adviser Reports

United States Finance

ML

McGuireWoods LLP

See more

Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

Upcoming Events

Frank J. Weigand To Speak On Treliant’s “Beyond Banking – Building A Compliant Digital Asset Strategy For NBFIs” Webinar

CG

Cahill Gordon & Reindel LLP

Is It High Noon For ESG? A Body Of Law Evolving Globally Under Litigation, Antitrust And Legislative Attack

HK

Holland & Knight

2025 ACA Women’s Investor Forum

FH

Foley Hoag LLP

Banking Digital Assets – Key AML Compliance Considerations

AP

Arnold & Porter

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