Worldwide: Securitization & Structured Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Financial Institutions May Rely On Third Parties For Social Security, Taxpayer Identification Numbers

Banks and credit unions may now rely on third parties to provide a consumer's Social Security or Taxpayer Identification Number, according to an order issued by the FDIC, OCC and the NCUA...

United States Finance

BS

Ballard Spahr LLP

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

On June 25, 2025, the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), and the Federal Deposit Insurance Corporation (FDIC) (collectively, the "Agencies")...

United States Finance

SJ

Steptoe LLP

Dividend Recaps In 2025: High-Yield Bonds Crash The Party

In 2025, private equity firms are increasingly turning to dividend recapitalizations to return capital to investors amid a sluggish exit environment.

United States Finance

D

Dechert

US Banking Regulators Propose Enhanced Supplementary Leverage Ratio Reform

Last week, the US federal banking regulators proposed changes to the enhanced supplementary leverage ratio ("eSLR") requirement for US global systemically important bank holding companies ("US GSIBs") (the "Proposal").

United States Finance

MB

Mayer Brown

Licensing Link June 2025 Special Edition

United States Finance

MB

Mayer Brown

The Desk: June Edition

United States Finance

MV

Moore & Van Allen

Senators Unveil Crypto Market Structure Principles In Lead-up To The Senate's Version Of The CLARITY Act

United States Finance

KG

K&L Gates LLP

The Desk: May Edition

United States Finance

MV

Moore & Van Allen

Landmark FinCEN Orders Prohibit Fund Transfers Involving Three Mexican Financial Institutions Based On Illicit Opioid Trafficking Concerns

United States Finance

ML

Milbank LLP

GENIUS Act Passes US Senate In Significant Step Towards Regulatory Clarity For Stablecoins

United States Finance

PC

Perkins Coie LLP

Federal Judge's Decision May Bind CFPB To Previously Withdrawn Guidance Documents

United States Finance

HK

Holland & Knight

CFPB Provides Guidance On Referrals For Potential Criminal Enforcement

United States Finance

HK

Holland & Knight

Senate Republicans Get Parliamentarian's Approval To Slash CFPB Funding In Massive Budget Bill

United States Finance

BS

Ballard Spahr LLP

Overdraft Fee Agreements — A Cautionary Tale

United States Finance

JW

Jones Walker

Security For New Bitcoin Strategic Reserve

United States Technology

BG

Braumiller Law Group, PLLC

Should We Expect More Tariffs In The Future? Understanding Trump's America First Trade Policy

United States International

BG

Braumiller Law Group, PLLC

President Trump Restores Section 232 Tariffs

United States International

BG

Braumiller Law Group, PLLC

California's Global Rise: Insights From International Arbitration Week

United States Litigation

J

JAMS

[PODCAST] When Scammers Strike: How Mediation Can Help Resolve Consumer Fraud Claims

United States Litigation

J

JAMS

Related Country Guides

Banking Regulation

Private Equity & MBO's

Impact Of The JOBS Act On Private Fund Managers

The Jumpstart Our Business Startups Act (JOBS Act) has significant implications for managers of private funds.

United States Finance

ML

McGuireWoods LLP

What Should Funds Expect In SEC Examinations?

Recently, the Director of the SEC Office of Compliance Inspections and Examinations (OCIE), Carlo V. di Florio, addressed the Private Equity International Private Fund Compliance Forum.

United States Finance

BR

Blank Rome LLP

Integration Of ESG Factors Into Private Equity Investment And Management Processes

Private equity firms are under increasing pressure, especially from their limited partners, to incorporate environmental, social, and governance ("ESG") factors into their investment and management processes.

United States Commercial

FH

Foley Hoag LLP

New Guidance On Confidentiality Agreements

United States Litigation

RG

Ropes & Gray LLP

SBA Issues May 25 Call Notice For Early Stage Fund Managers

United States Finance

ML

McGuireWoods LLP

Advice About Advisory Boards

United States Commercial

FH

Foley Hoag LLP

Dodd Frank Update: Federal Banking Regulators Clarify Volcker Rule

United States Finance

D

Dentons

Updated SEC Guidance On The Family Office Exclusion

United States Tax

DP

Day Pitney LLP

March 30 Deadline Approaches For Filing Exempt Adviser Reports

United States Finance

ML

McGuireWoods LLP

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Securitization & Structured Finance

Proposed Bill Would Create New Tax Regime Introducing Uncertainty And Threatening Broad Credit Markets And Beyond

On May 20, 2025, Senator Thom Tillis (R-NC) introduced the Tackling Predatory Litigation Funding...

United States Tax

SR

Schulte Roth & Zabel LLP

2022 Amendments Pass Both Houses Of NY Legislature

Breaking news out of the New York legislature that they have passed the 2022 Amendments to the Uniform Commercial Code (UCC).

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Securitisation Laws And Regulations U.S. And EU CLOs: Market Trends And Recent Regulatory Developments 2025

The market for collateralised loan obligation ("CLO") securities in the United States and Europe was robust in 2024, in both the new issue space and the refinancing space, as the market left behind the turbulence of 2023...

United States Finance

SR

Schulte Roth & Zabel LLP

New SEC Guidance: Asset-Backed Securities

United States Commercial

WS

Winston & Strawn LLP

CFPB v. NCSLT Again Again Again

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

In Another Reversal, The CFPB Dismisses Case Against National Collegiate Student Loan Trusts

United States Finance

MB

Mayer Brown

Passive Trusts In Maryland — Progress Regarding The Emergency Regulations

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

CFPB Dismisses Two Actions Against Student Loan Trusts And Subprime Auto Lender

United States Finance

SM

Sheppard Mullin Richter & Hampton

Country Comparative Guides 2025 - United States Securitisation

United States Finance

AO

A&O Shearman

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Listing Rules & Flotation

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

The ‘Jewel in the Crown' of London's markets, AIM has been a central feature of UK capital markets for the last 30 years providing growing companies...

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

On October 7, 2024, the US Securities and Exchange Commission approved Nasdaq's proposed modification to Nasdaq Listing Rule 5810(c)(3)(A)...

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

HKEx's Enhanced Climate Disclosure Requirements

United States Finance

SS

Seyfarth Shaw LLP

UK Listing Rules Reforms

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

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Acquisition Finance/LBOs/MBOs

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

By now, most of us involved in private equity scenarios are well aware of the significant upside potential that add-on acquisitions can bring when executed successfully—such as enhanced revenue growth, improved cost...

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

Insights On The NAV Lending Market – Full Year 2023

United States Finance

PR

Proskauer Rose LLP

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

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