United States:
SEC Division Grants Multinational Insurance Company No-Action Relief From "Ineligible Issuer" Status
28 September 2016
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
The SEC Division of Corporation Finance granted no-action relief
to a British multinational insurance company from being
considered an "ineligible issuer" under Rule 405 of
the Securities Act. The waiver is subject to the company
ceasing and desisting from committing or causing any of the
specified SEC violations.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Corporate Transparency Act Update
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.