CAT Participants Withdraw Revised Funding Model Proposal

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The SEC Notice reflects that CAT participants withdrew the proposed amendments on December 8, 2021.

United States Corporate/Commercial Law

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The SEC announced that Consolidated Audit Trail ("CAT") participants withdrew a proposed amendment to implement a revised funding model for the CAT and impose a related fee schedule. The SEC Notice reflects that CAT participants withdrew the proposed amendments on December 8, 2021.

As previously covered, the SEC had extended the time to consider the proposed amendment to the CAT National Market System Plan to December 17, 2021.

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SEC Notice: Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail

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CAT Participants Withdraw Revised Funding Model Proposal

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Corporate/Commercial Law

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United States