Still Spry At 75: Reflections On The Investment Company Act And The Investment Advisers Act

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Jay Baris, an editor of the BD/IA Regulator, recently published "Still Spry at 75: Reflections on the Investment Company Act and the Investment Advisers Act"...

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Jay Baris, an editor of the BD/IA Regulator, recently published "Still Spry at 75: Reflections on the Investment Company Act and the Investment Advisers Act" in the July issue of Investment Lawyer: Covering Legal and Regulatory Issues of Asset Management.

This article reflects on the 75th anniversary of the enactment of two of the crowning legislative achievements of the last century: the Investment Company Act of 1940 (Investment Company Act) and the Investment Advisers Act of 1940 (Investment Advisers Act).

Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Still Spry At 75: Reflections On The Investment Company Act And The Investment Advisers Act

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Finance and Banking

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United States