ARTICLE
3 November 2016

NASAA Waives Investor Advisor Registration Depository System Fees

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The North American Securities Administrators Association ("NASAA") waived Investment Adviser Registration Depository ("IARD") system fees for investment adviser firms.
United States Finance and Banking

The North American Securities Administrators Association ("NASAA") waived Investment Adviser Registration Depository ("IARD") system fees for investment adviser firms. The IARD system is an internet-based national database that allows investors and the public to research investment advisors and their representatives' employment and disciplinary histories.

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