FINRA Publishes 2022 Holiday Schedule For Margin Extensions

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FINRA provided member firms with a calendar schedule to assist firms with required filing submissions in connection with extensions of time around holidays when exchanges or banks are closed.

United States Finance and Banking

FINRA provided member firms with a calendar schedule to assist firms with required filing submissions in connection with extensions of time around holidays when exchanges or banks are closed. The schedule applies to requests for extensions related to Regulation T ("Credit by Brokers and Dealers"), SEA Rule 15c3-3 ("Customer protection-reserves and custody of securities") and FINRA Rule 4210 ("Margin Requirements").

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FINRA Information Notice 10/15/21: 2022 Holiday Margin Extensions Schedule

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FINRA Publishes 2022 Holiday Schedule For Margin Extensions

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Finance and Banking

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United States