United States: Finance and Banking

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Debanking Developments: New Regulatory Scrutiny Coming After Trump Executive Order

Debanking—when banks close or decline to open customer accounts for proper or allegedly improper reasons—is being subjected to even more regulatory scrutiny.

United States Finance

WS

Winston & Strawn LLP

CFPB Finalizes Extended Compliance Dates For Small Business Lending Rule

On June 25, 2024, the CFPB issued an interim final rule to extend the rule's compliance dates in accordance with orders issued by the U.S. District Court for the Southern District of Texas.

United States Finance

HK

Holland & Knight

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

As we previously reported, on August 29, the Federal Reserve Board ("FRB") announced the individual capital requirements for all large banks, effective on October 1.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

CFTC's Advisory On Exchange-Listed Sports Event Contracts

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

National Bank Preemption Addressed By The First Circuit

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Don't Miss Nevada's Workshop On New Regs For Healthcare Professional Licensing Boards

United States Finance

HH

Holland & Hart

Fair Access After Executive Order "Guaranteeing Fair Banking For All Americans": Considerations For Financial Institutions As Agencies Begin Implementing The Order

United States Finance

MV

Moore & Van Allen

Declawing The CAT: SEC Trims Back Audit Trail Obligations

United States Finance

KM

Katten Muchin Rosenman LLP

Breaking Barriers: SEC-CFTC Host Historic Harmonization Roundtable

United States Finance

KM

Katten Muchin Rosenman LLP

OCC Terminates Two Consent Orders

United States Finance

SM

Sheppard Mullin Richter & Hampton

SEC Solicits Input On RMBS Disclosure And Registration Requirements

United States Finance

D

Dechert

Mortgage Banking Update - October 2, 2025

United States Finance

BS

Ballard Spahr LLP

Deadline Quickly Approaching For Newly Covered MSBs To Comply With FinCEN's Southwest Border GTO

United States Finance

GT

Greenberg Traurig, LLP

Artificial Intelligence 2025 - Trends And Developments

United States Technology

SJ

Steptoe LLP

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

Evolving Challenges In Employment Mediation: Managing Emotions, Shifting Strategies And Legal Trends (Podcast)

United States Employment

J

JAMS

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

See more

Related Country Guides

Banking Regulation

Project Finance

Aviation, Aerospace and Maritime

Recent Litigation Affecting Aircraft Finance And The Aviation Industry

Airlines and aircraft lessors would be well advised in today's economic climate to remain attuned to litigation outcomes that may affect the traditional rules for aircraft financing.

United States Transport

JD

Jones Day

New Oklahoma Law Requires An Additional Permit For Some Developers — Oklahoma’s Aircraft Pilot And Passenger Protection Act

On October 1, 2010, the Oklahoma Aircraft Pilot and Passenger Protection Act (the "Act") became effective.

United States Transport

GG

Gable Gotwals

The 2011 Aircraft Sector Understanding On Export Credits

This note summarises the 2011 ASU rules that relate to asset-backed financings of new civil aircraft.

United States Finance

D

Dentons

EPA Reviewing PCB Rules and MARAD Foreign Transfer Approvals

United States Transport

BR

Blank Rome LLP

DOT Issues NPRM Relating to DBE Requirements

United States Transport

FL

Foley & Lardner

Potential Claims and Policy Changes Resulting from the "Deepwater Horizon" Incident

United States Transport

BR

Blank Rome LLP

European Commission Considers State Aid Requests for EU Aviation Industry, as Losses Rise High on a Cloud of Volcanic Ash

European Union Anti-trust

JD

Jones Day

FEC’s New Rules For Carriage Of Federal Political Candidates Take Flight In 2010

United States Transport

BT

Barnes & Thornburg LLP

Attachments Under Rule B Of The Supplemental Rules Of Federal Civil Procedure

United States Transport

RS

Reed Smith

See more

Capital Adequacy/BASEL

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

As we previously reported, on August 29, the Federal Reserve Board ("FRB") announced the individual capital requirements for all large banks, effective on October 1.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

At the September 2025 meeting of the Financial Stability Oversight Council, FDIC Acting Chairman Travis Hill laid out an ambitious set of reforms designed...

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

See more

Debt Capital Markets

State Of Capital Markets For Public Companies: A Comprehensive Look At The Technology, Clean Energy, And Life Sciences Sectors In 2025

As a Silicon Valley corporate lawyer advising high-growth companies and their boards, I have seen firsthand how capital strategy, disclosure, governance, and litigation risk all intersect.

United States Commercial

FL

Foley & Lardner

What To Do When The IRS Freezes Your Bank Account: A Comprehensive Guide

For individuals and businesses in the United States, few financial actions can be as alarming and disruptive as having a bank account frozen by the Internal Revenue Service (IRS).

United States Finance

RS

Rotfleisch & Samulovitch P.C.

Where's My MOIC? Ask The Accountants

Private equity firms and their portfolio companies are facing a critical threat to value creation: an exodus of accounting talent that shows no signs of abating.

United States Law Practice

AC

Ankura Consulting Group LLC

HM Treasury Releases Policy Statement On Appointed Representatives

United States Finance

RG

Ropes & Gray LLP

Third Circuit Affirms Rule 11 Sanctions, Thwarting Law Firm's Use Of Spurious Dispute Letters To Tee Up FDCPA Claims

United States Finance

BS

Ballard Spahr LLP

Oregon Enacts New Laws On Medical Debt Credit Reporting, Auto Loan Disclosures And Hidden Online Fees

United States Consumer

SM

Sheppard Mullin Richter & Hampton

Space Infrastructure Financing Takes Off: New Tax-Exempt Bond Options For Spaceports And Commercial Space Companies

United States Tax

GT

Greenberg Traurig, LLP

CFPB Spring 2025 Regulatory Agenda – Prerule Stage – Identity Theft And Coerced Debt (Regulation V)

United States Finance

BS

Ballard Spahr LLP

Essential Strategies For North Carolina Creditors: Foreclosures, Fraudulent Transfers, And Piercing The Corporate Veil

United States Finance

Wa

Ward and Smith, P.A.

See more

Corporate Finance

Special Report: Federal JOBS Act Seeks Relief From Securities Regulation Of Smaller Businesses

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act).

United States Finance

SP

Strasburger & Price, L.L.P.

Corporate And Financial Weekly Digest - June 8, 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules.

United States Finance

KM

Katten Muchin Rosenman LLP

JOBS Act Client Alert – Rules 506 Of Regulation D And 144A

The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.

United States Finance

FH

Foley Hoag LLP

Supreme Court Affirms The Right Of Secured Creditors To Credit Bid In A Sale Under A "Cramdown" Plan Of Reorganization

United States Finance

RG

Ropes & Gray LLP

U.S. Supreme Court Enforces Secured Creditor’s Right To Credit Bid

United States Commercial

MW

McDermott Will & Emery

RadLAX: No Credit Bidding – No Confirmation

United States Finance

PC

Perkins Coie LLP

JOBS Act Establishes New Thresholds For Registration Under The Exchange Act

United States Finance

FH

Foley Hoag LLP

Silicon Valley Venture Survey - First Quarter 2012

United States Finance

F

Fenwick

The New "Jobs" Act: Easing Access To Capital For Smaller Business

United States Commercial

MM

McLane Middleton, Professional Association

See more

Latest Videos

See more

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More