United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Global FSR Outlook 2026: The Human Element

Technology and automation continue to be transformative, but our analysis shows individual decision-makers remain central to the future of financial services.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Decision-making In Modern Financial Services – Using Tech While Staying Within The Lines

This article explores the impact of technology on how leaders in financial services firms make decisions. We ask: as managers seek to make decisions which leverage technology...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

About AI In Financial Services

The uptake of AI use cases in the financial services sector has been faster than regulators had initially envisaged. In financial services, AI is being used to: optimise internal processes; transform customer relationships...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Diffused Accountability – Is Recalibration Overdue?

Individual accountability regimes and supervisory approaches need to keep pace with technological change in financial services

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Top 5 – What's In Store For Financial Services In 2026?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

SEC Provides Two-year Extension On Short Sale Reporting And Securities Lending Compliance

United States Finance

SR

McDermott Will & Schulte

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Digital Mortgage Assets: A Closer Look

United States Finance

MB

Mayer Brown

Credibly Challenged Podcast - Interview With Gregory Eskins, Global Cyber Product Leader At Marsh McLennan

United States Finance

MB

Mayer Brown

Financial Markets And Funds Quick Take | Issue 46

United States Finance

KM

Katten Muchin Rosenman LLP

Four Themes Emerging From The 2026 ABA Banking Law Committee Meeting

United States Finance

MV

Moore & Van Allen

Potential Insider Trading Concerns In Prediction Markets – The Polymarket Maduro Bet Case

Worldwide Finance

LB

Lewis Brisbois Bisgaard & Smith LLP

Debt Download - January 2026

United States Finance

GP

Goodwin Procter LLP

Prediction Markets Face New Compliance Era As Federal Oversight Intensifies

United States Finance

FB

FBT Gibbons

Colorado "Opt-Out" Litigation – Petition For Rehearing En Banc And Amicus Briefs In Support

United States Finance

BS

Ballard Spahr LLP

Food Venture Financing News – Weekly Issue No. 264

United States Commercial

DW

Davis Wright Tremaine

The X Factor In Mediation Success: Why A Consistent Client Experience (CX) Fosters Trust

United States Litigation

J

JAMS

Simpson Thacher Sustainability And ESG: Regulatory Update – January 2026

Worldwide Environment

ST

Simpson Thacher & Bartlett

Food Venture Financing News – Weekly Issue No. 265

United States Healthcare

DW

Davis Wright Tremaine

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

This will not be permitted at the outset but the Treasury will review the position in due course.

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

One of the art world's most important events in the United States has recently concluded in Miami Beach, Florida. Running December 3-7, 2025...

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

The Statement marks what could be a significant shift in the regulatory landscape for banks engaged in leveraged lending and comes amid the continued prevalence of the private credit market and other non-bank lending.

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Debt Capital Markets

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

As we approach the country's 250th anniversary, the U.S. capital markets are at a crossroads.

United States Commercial

FL

Foley & Lardner

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

Late in 2025, Treasury and the IRS released a guidance package under Section 892 of the Internal Revenue Code, which exempts foreign governments—including sovereign wealth funds—from tax on certain income derived from passive U.S. investments.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Debt Download - January 2026

Welcome to Debt Download, Goodwin's monthly newsletter covering what you need to know in the leveraged finance market. Wishing all of our readers a healthy and prosperous Year of the Horse!

United States Finance

GP

Goodwin Procter LLP

Market Analysis: 10 Trends Affecting Global Private Markets For 2026

Worldwide Commercial

SR

McDermott Will & Schulte

Avoiding Pitfalls As Litigation Finance Takes Off

United States Litigation

SR

McDermott Will & Schulte

Structuring Luxury Mixed-Use Hospitality Properties: Getting The Legal Architecture Right

United States Real Estate

MB

Mayer Brown

EU Inc. – The Truly European Company Structure

United States Commercial

SR

McDermott Will & Schulte

Trump Announces Support For Legislation To Cap Credit Card Interest Rates At 10% Per Annum For One Year

United States Finance

BS

Ballard Spahr LLP

Hedge Fund Developments: Portable Alpha And SMAs

United States Finance

SR

McDermott Will & Schulte

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Charges, Mortgages, Indemnities

Supreme Court Hears Arguments Regarding President Trump's Attempt To Remove Lisa Cook From The Fed Board Of Governors

The U.S. Supreme Court recently heard oral arguments in Trump v. Cook, involving the issue of whether the President may remove Lisa Cook as a member of the Board of Governors of the Federal Reserve Board.

United States Litigation

BS

Ballard Spahr LLP

Can You Convert A Conventional Loan To An FHA Loan After The Contract Is Signed?

Buyers often assume their mortgage choice is locked in the moment a contract is signed. In reality, loan programs can change during the transaction. What matters is whether that change alters the terms of the deal.

United States Real Estate

MA

Minchella & Associates

Mortgage Banking Update - January 23, 2026

January 23 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

New Statutory Accounting Guidance Permits "Look-Through" Treatment For Residential Mortgage Loans Held By Insurers In Qualifying Statutory Trusts

United States Finance

MB

Mayer Brown

New York Finalizes CRA-Style "Equitable Access" Rules For Mortgage Bankers

United States Finance

SM

Sheppard Mullin Richter & Hampton

AGs' Interest In Capital One Savings Pays Off For Consumers

United States Finance

CO

Cozen O'Connor

US NAIC Fall 2025 National Meeting Highlights: Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Mortgage Banking Update - January 8, 2026

United States Finance

BS

Ballard Spahr LLP

CFPB Adjusts HPML Asset Exemption Threshold

United States Finance

BS

Ballard Spahr LLP

See more

Financial Services

Global FSR Outlook 2026: The Human Element

Technology and automation continue to be transformative, but our analysis shows individual decision-makers remain central to the future of financial services.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Decision-making In Modern Financial Services – Using Tech While Staying Within The Lines

This article explores the impact of technology on how leaders in financial services firms make decisions. We ask: as managers seek to make decisions which leverage technology...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

About AI In Financial Services

The uptake of AI use cases in the financial services sector has been faster than regulators had initially envisaged. In financial services, AI is being used to: optimise internal processes; transform customer relationships...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Diffused Accountability – Is Recalibration Overdue?

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Top 5 – What's In Store For Financial Services In 2026?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Please Mister Postman: New Postmark Rules May Complicate Filing Deadlines

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Digital Mortgage Assets: A Closer Look

United States Finance

MB

Mayer Brown

Credibly Challenged Podcast - Interview With Gregory Eskins, Global Cyber Product Leader At Marsh McLennan

United States Finance

MB

Mayer Brown

See more

Latest Videos

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The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

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