United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Nearly 14,000 Voices Weigh In: What The CFPB Heard On The Open Banking Rule

The Consumer Financial Protection Bureau (CFPB) has once again found itself at the center of an intense policy debate.

United States Finance

GP

Goodwin Procter LLP

NFA Repeals NFA Interpretive Notice 9073 And Amends NFA Compliance Rule 2-51

NFA members may now remove the standardized legends in their offering and marketing materials required by NFA Interpretive Notice 9073 which stated the limits of NFA regulatory...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations

The Trump administration, including the Securities and Exchange Commission (SEC) leadership, has ushered in a push to "democratize" access to alternative investments.

United States Finance

KM

Katten Muchin Rosenman LLP

FCA Fines An Employee For Insider Dealing

On 13 October 2025 the FCA fined an employee for insider dealing for selling his own and close family member's entire shareholding whilst in possession of, and using, inside information.

United States Finance

BC

Bryan Cave Leighton Paisner

CUM-EX And Dividend Arbitrage — Update On Developments (Podcast)

United States Finance

MB

Mayer Brown

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

United States Finance

CO

Cozen O'Connor

The GENIUS Act And The Future Of Stablecoins: What Banks And Fintechs Need To Know - Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

United States Finance

KM

Katten Muchin Rosenman LLP

AG Event Insider: 2025 NAAG Consumer Protection Fall Conference

United States Finance

CO

Cozen O'Connor

Trump Administration Tells Appeals Court That Union Is Not Entitled To An En Banc Hearing In CFPB Lawsuit

United States Finance

BS

Ballard Spahr LLP

IRS Releases Proposed Regulations Under Section 897 On Domestically Controlled REITs

United States Finance

ST

Simpson Thacher & Bartlett

Credibly Challenged Podcast - Interview With Nolan Andelin, Founder Of Verita (Podcast)

United States Finance

MB

Mayer Brown

NFA Updates Digital Asset Obligations

United States Finance

KG

K&L Gates LLP

Redemption Limitations Remain A Trap For The Unwary Despite Section 1202 Expansion

United States Finance

HK

Holland & Knight

U.S. Immigration Updates – October 2025

Worldwide Immigration

K

Klasko

California Air Resources Board Publishes Draft SB 261 Guidance

United States Commercial

RG

Ropes & Gray LLP

USCIS Announces Changes To The Naturalization Test

United States Immigration

Gs

Green and Spiegel

California Privacy Violations Result In $1.35 Million Fine!

United States Privacy

KM

Klein Moynihan Turco LLP

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

The Internal Revenue Service issued Proposed Regulations that, if finalized, will eliminate a recently introduced rule for determining whether a REIT is a domestically-controlled REIT (a DC-REIT).

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

The U.S. pet industry remains a growth powerhouse, with spending hitting $152 billion in 2024. The Pet Grooming & Boarding sector...

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

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Debt Capital Markets

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

Credit checks remain a critical but legally complex hiring tool in the financial services sector, requiring consideration of federal and state laws.

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Regulation A+ Offerings: Mechanics, Market Data, And Capital Raising Best Practices For Startups And Emerging Companies

United States Commercial

B

Bevilacqua

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Bulletins And Proposed Rules Provide Relief For Community Banks And Preview Potentially Broader Changes

United States Finance

MV

Moore & Van Allen

Don't Cash A "Paid In Full" Check Without Understanding The Legal Implications

United States Finance

SH

Scarinci Hollenbeck LLC

Controversial NYC Debt Collector Rules On Hold Indefinitely, While New Rules Loom

United States Finance

MB

Mayer Brown

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Charges, Mortgages, Indemnities

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

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Financial Services

Nearly 14,000 Voices Weigh In: What The CFPB Heard On The Open Banking Rule

The Consumer Financial Protection Bureau (CFPB) has once again found itself at the center of an intense policy debate.

United States Finance

GP

Goodwin Procter LLP

Nasdaq Proposes Increased Standards For Initial And Continued Listing

The Nasdaq Stock Market LLC (Nasdaq) recently filed new rule proposals (SR-NASDAQ-2025-068 and SR-NASDAQ-2025-069) with the Securities and Exchange Commission (SEC) which, per Nasdaq...

United States Commercial

CW

Cadwalader, Wickersham & Taft LLP

NFA Repeals NFA Interpretive Notice 9073 And Amends NFA Compliance Rule 2-51

NFA members may now remove the standardized legends in their offering and marketing materials required by NFA Interpretive Notice 9073 which stated the limits of NFA regulatory...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

U.S. Sanctions Large Russian Oil Companies In First Action Under Trump

United States International

DP

Davis Polk & Wardwell

SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations

United States Finance

KM

Katten Muchin Rosenman LLP

FCA Fines An Employee For Insider Dealing

United States Finance

BC

Bryan Cave Leighton Paisner

Revisiting Public Disclosure Frequency: SEC Considers Semi-Annual Reporting Regime

United States Commercial

CW

Cadwalader, Wickersham & Taft LLP

CUM-EX And Dividend Arbitrage — Update On Developments (Podcast)

United States Finance

MB

Mayer Brown

United States Technology

LS

Lowenstein Sandler

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

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