Orrick is a global law firm focused on serving the technology & innovation, energy & infrastructure and finance sectors. Founded over 150 years ago, Orrick has offices in 25+ markets worldwide. Financial Times selected Orrick as the Most Innovative Law Firm in North America for three years in a row.
The CFTC issued an exemptive letter, which provides relief from certain provisions of Regulations 4.7(b) and 4.13(a)(3) restricting marketing to the public.
On September 9, the CFTC issued an exemptive letter, which
provides relief from certain provisions of Regulations
4.7(b) and 4.13(a)(3) restricting
marketing to the public. The exemptive letter harmonizes
these rules with Rule 506(c) of Regulation D and
Rule 144A as amended pursuant to the JOBS Act. Release. Exemptive Letter.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
