ARTICLE
19 January 2017

Federal Register: SEC Requests Comments On Extending Expiration Date For Application Of FINRA Rules To Security-Based Swaps

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC requested comments on an FINRA proposal that will extend the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to February 12, 2018.
United States Corporate/Commercial Law

The SEC requested comments on an FINRA proposal that will extend the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to February 12, 2018. The rule limits the application of FINRA rules to security-based swaps, with certain exceptions. The request for comments was published in the Federal Register.

Comments on the extension must be submitted by February 2, 2017.

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