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In 2014, there was an increase by 20 percent in open
investigations by the UK's Financial Conduct Authority (FCA).
An increase that is speculated to be the result of the FCA's
new stricter regime, in comparison to its supposedly less
confrontational predecessor, the FSA. Click here for the
Reed Smith Client Alert to lean more about what this could mean
for clients in the regulated financial services industry.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
