In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during April 2019.

Highlights include:

  • The FCA's priorities for 2019/20
  • The European Securities and Market Authority (ESMA) publishes MIFID II supervisory briefing
  • Enforcement actions
  • Brexit Update: EU Financial Regulators highlight risks of a no-deal Brexit and Asset price volatility and FCA and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

Regulatory Focus – May 2019.pdf (4.2) MB

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.