Regulatory Super Vision: Are You Ready For All-seeing Scrutiny?

TRAction provides financial and regulatory technology services across Europe, Asia Pacific and Canada. We support financial firms, brokers, investment managers, banks and electricity suppliers in complying with their reporting obligations, and process millions of reportable transactions each day. TRAction acts as an intermediary between regulated financial firms and licensed Trade Repositories (TR) and/or Approved Reporting Mechanisms (ARM).

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Australia

Join our Co-CEO Quinn Perrott and Duco's Steve Walsh for a virtual event on Thursday, 18 September at 10am UK / 11am CET.

Why now?

Regulators are starting to notify firms of reporting errors within 48 hours of trade submission. It's already live in Australia and expected to roll out across other regimes soon.

This shift means:

Data quality carries even greater weight
Clear, explainable processes are essential to respond quickly
Agile technology and reporting controls are no longer optional

Quinn and Steve will explore what this new frontier in regulatory oversight means for your firm and how you can prepare.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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