Senior management of registered investment advisers must increasingly ensure that their wealth management platforms will continue to offer products, services, continuity, and capabilities that meet their clients’ needs not just now, but in the long term. Strategic and legal considerations around growth, infrastructure, service providers, industry consolidation, and talent are critical to navigating this challenge.
Our webinar will offer practical insights from fellow wealth management industry professionals with experience in the kinds of decision points, initiatives, solutions, and transactions that leaders of wealth management firms confront. Topics to be discussed include strategic partnerships, internal transitions, new ownership structures, mergers & acquisitions, organic growth, and technological innovation - and the role each is expected to play in the future of wealth management
Panelists & Moderator
- Jeff Carlisle
Founding Principal & Wealth Advisor
Vigilant Wealth Management
- Taylor Denson
SVP, Associate General Counsel, Corporate Law (Strategic Transactions)
LPL Financial
- Jared Fingeret
SVP, Liquidity & Succession
LPL Financial
- Steve Ganis
Member
Mintz
Panel Moderator
- Larry Naughton
Member, Co-Chair, International Practice
Mintz
- David Williams
Managing Director, Head of Business Development
Oyster Consulting
When
Wednesday, December 6, 2023
12:00 – 1:00 pm ET
Where
This is an online event.