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Compliance Law and Corporate Compliance

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Compliance law and corporate compliance thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve developments in corporate compliance and how compliance law is shifting on a regular basis.

Streamlining Compliance: DRDM's Automated Declarations

DRDM's Automated Declarations module streamlines market data compliance by automating the collection, validation, and reporting of market data usage in real-time.

United Kingdom Compliance

CJ

CJC Ltd

Alan Ross On Transforming Market Data With DRDM – Talking Market Data With David Anderson (EP. 12) (Video)

Alan Ross On Transforming Market Data With DRDM – Talking Market Data With David Anderson (EP. 12) (Video)

United Kingdom Compliance

CJ

CJC Ltd

SEC Grants Temporary Exemption For Rule 13f-2 Compliance And Form SHO Filings

On February 7, 2025, the SEC announced a temporary exemption delaying compliance with Rule 13f-2 and the corresponding Form SHO reporting requirements.

United Kingdom Compliance

RQ

RQC Group

The Alternative Investor – January 2025 Edition

The January edition of the Alternative Investor is out, covering the past month's alternative news and guest writers look back at the past year and ahead to 2025.

Worldwide Compliance

RQ

RQC Group

Channel Islands Regulatory Update: January 2025

European Union Compliance

W

Walkers

Top 10 Trends Sneak Peek: AI, Risk Assessments And Cyber Threats

United Kingdom Compliance

N

NAVEX

How Better Technology Makes You A Trusted Adviser

United Kingdom Compliance

N

NAVEX

The Compliance Balancing Act: How Less Complexity Can Mean More ROI

United Kingdom Compliance

N

NAVEX

FCA Market Watch 81 – Recent observations on UK MiFID transaction reporting

United Kingdom Compliance

TRAction

The European Accessibility Act – Has It Slipped Under Your Radar?

European Union Compliance

TS

Travers Smith LLP

EU Pay Transparency Directive - Navigating The Journey To Compliance

European Union Compliance

AM

Alvarez & Marsal

Monthly Regulatory Newsletter – September 2024

Worldwide Compliance

RQ

RQC Group

How Data And Visualization Will Unleash Private Capital's Ability To Navigate Complex Culture And Risk Environments

United Kingdom Compliance

RG

Ropes & Gray LLP

Internal Investigations – Doing More With Less

European Union Compliance

N

NAVEX

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Webinars

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Recorded on 12 Mar 2025 | 10:30 AM

Regulations for Artificial Intelligence to be Expected in UK and EU

activeMind.legal UK Ltd.

Recorded on 6 Mar 2025 | 2:00 PM

From Compliance to Competence: Building Strong Governance in the Age of AI

AC

Arthur Cox

Recorded on 4 Feb 2025 | 3:00 PM

Immigration and Global Mobility: What to Expect and How to Prepare During the Second Trump Administration

Garfinkel Immigration Law Firm

Recorded on 21 Jan 2025 | 3:00 PM

2025 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CCCA | Mondaq

TC

The Canadian Corporate Counsel Association

Latest Videos

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Alan Ross On Transforming Market Data With DRDM – Talking Market Data With David Anderson (EP. 12) (Video)

CJ

CJC Ltd

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