This Article is no longer available, this page is showing similar articles.

Finance Law and Banking Law

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

States Dialing In On Mortgage Trigger Leads

In a notable trend in state consumer financial regulation, state legislatures are increasingly seeking to regulate a variety of marketing and advertising practices...

United States Finance

MB

Mayer Brown

Investment Management & Funds Regulatory Update - June 2025

In this issue, we discuss the further extension of the compliance date for Form PF amendments and the SEC's withdrawal of certain rule proposals

United States Finance

DP

Davis Polk & Wardwell

Supreme Court Declines To Review Alpine Securities Challenge: FINRA Enforcement Actions Now Subject To SEC Review

On June 2, 2025, the U.S. Financial Industry Regulatory Authority (FINRA) filed proposed rule changes with the Securities and Exchange Commission (SEC) to allow firms facing certain enforcement sanctions...

United States Finance

CG

Cahill Gordon & Reindel LLP

Financial Institutions May Rely On Third Parties For Social Security, Taxpayer Identification Numbers

Banks and credit unions may now rely on third parties to provide a consumer's Social Security or Taxpayer Identification Number, according to an order issued by the FDIC, OCC and the NCUA...

United States Finance

BS

Ballard Spahr LLP

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

United States Finance

SJ

Steptoe LLP

Dividend Recaps In 2025: High-Yield Bonds Crash The Party

United States Finance

D

Dechert

US Banking Regulators Propose Enhanced Supplementary Leverage Ratio Reform

United States Finance

MB

Mayer Brown

Licensing Link June 2025 Special Edition

United States Finance

MB

Mayer Brown

The Desk: June Edition

United States Finance

MV

Moore & Van Allen

Senators Unveil Crypto Market Structure Principles In Lead-up To The Senate's Version Of The CLARITY Act

United States Finance

KG

K&L Gates LLP

The Desk: May Edition

United States Finance

MV

Moore & Van Allen

Landmark FinCEN Orders Prohibit Fund Transfers Involving Three Mexican Financial Institutions Based On Illicit Opioid Trafficking Concerns

United States Finance

ML

Milbank LLP

GENIUS Act Passes US Senate In Significant Step Towards Regulatory Clarity For Stablecoins

United States Finance

PC

Perkins Coie LLP

Federal Judge's Decision May Bind CFPB To Previously Withdrawn Guidance Documents

United States Finance

HK

Holland & Knight

See more

Webinars

See More

9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

See more

Fund Finance

Subscription Finance: Cascading Pledges

Cascading pledges are frequently used in subscription finance to avoid legal impediments, avoid tax implications and mitigate prohibited transaction risk under the Employee Retirement Income Security Act of 1974...

United States Finance

MB

Mayer Brown

Investor Letters In Subscription Credit Facilities: Strategic Benefits For SMAs And Concentrated Investor Funds

Subscription credit facilities are a common financing tool for investment funds, enabling borrowing against the unfunded capital commitments of investors.

United States Finance

MB

Mayer Brown

Private Credit Is Booming; Banks Want Back In

Once satisfied with their dominant position in commercial lending from the middle market through the large cap, public syndicated market, banks have suffered significant erosion of market share at the hands of private credit (i.e., "direct lending") competitors.

United States Finance

WS

Winston & Strawn LLP

FTC Imposed $9.6 Million Judgement Against Debt Collector For Alleged Threats And Phantom Debt

United States Finance

SM

Sheppard Mullin Richter & Hampton

Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

House Republicans Seek To Cut 70 Percent Of CFPB Funding

United States Finance

HK

Holland & Knight

FinCEN Eliminates BOI Reporting Requirements For US Companies And US Persons

United States Finance

GP

Goodwin Procter LLP

SEC Staff Provides Welcome Relief For Performance Information In Marketing Materials

United States Commercial

ST

Simpson Thacher & Bartlett

Understanding How 'Course Of Performance' Principles Impact Financings

United States Finance

MB

Mayer Brown

See more

Commodities/Derivatives/Stock Exchanges

Investment Management & Funds Regulatory Update - June 2025

In this issue, we discuss the further extension of the compliance date for Form PF amendments and the SEC's withdrawal of certain rule proposals

United States Finance

DP

Davis Polk & Wardwell

The Desk: June Edition

We are very excited to announce the addition of Stuart Armstrong* to Moore & Van Allen's Derivatives Team.

United States Finance

MV

Moore & Van Allen

The Desk: May Edition

Honestly, you might want to print this one out. The mere suggestion to print an email may also be an indication of my ever increasing age.

United States Finance

MV

Moore & Van Allen

Tokens, Forwards, And The Illusion Of Equity: What Republic's SpaceX Deal Tells Us About Modern Securities Innovation

United States Commercial

AP

Anderson P.C.

United States Technology

LS

Lowenstein Sandler

Are Payment Stablecoins Like Onions?

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Financial Markets And Funds Quick Take | Issue 39

United States Finance

KM

Katten Muchin Rosenman LLP

Investment Management Client Alert June 2025

European Union Finance

KG

K&L Gates LLP

ICLG Derivatives 2025: Cayman Islands

United States Finance

MG

Maples Group

See more

Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

See more

Latest Videos

See more

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

Client Conversations With Alison Fragale (Video)

KG

K&L Gates LLP

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More