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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK's financial services regulatory landscape.

United States Finance

AO

A&O Shearman

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

Matt Bisanz interviews Paul Noring, the head of BRG's Financial Institution Advisory practice.

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

The European Banking Authority ("EBA"), in consultation with the European Securities and Markets Authority and the European Insurance and Occupational Pensions Authority...

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

Today's podcast episode is a continuation of a previous repurposed webinar held on August 12th, focusing on emerging opportunities in the consumer financial services sector under the Trump administration.

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

Sanctions Clauses In Facility Agreements: Understanding Their Role And Impact

Worldwide Finance

KC

Kilinc Law & Consulting

Continuation Funds: A Structural Phenomenon?

United States Finance

RG

Ropes & Gray LLP

OCC Issues Bulletins On Customer Financial Record Protections And Politicized Debanking

United States Finance

SM

Sheppard Mullin Richter & Hampton

Derivatives 2025 – Global Overview

United States Finance

KM

Katten Muchin Rosenman LLP

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

United States Finance

RG

Ropes & Gray LLP

Financial Institution Attorney Guide: Strategic Legal Preparedness For Banking Executives

United States Finance

MB

Michael Best

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Listing Rules & Flotation

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

The ‘Jewel in the Crown' of London's markets, AIM has been a central feature of UK capital markets for the last 30 years providing growing companies...

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

HKEx's Enhanced Climate Disclosure Requirements

United States Finance

SS

Seyfarth Shaw LLP

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Capital Adequacy/BASEL

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

The NAIC Summer National Meeting was held in Minneapolis from August 10-13, 2025. This Legal Update reports on selected investment-related topics from the Summer National Meeting...

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

The capital gains exclusion under Internal Revenue Code (Code) Section 1202 with respect to gain from the sale or exchange of qualified small business stock (QSBS) is available to any taxpayer other than a corporation.

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

Treasury Secretary Bessent Outlines Strategic Vision For Financial Regulatory Reform At Federal Reserve Capital Conference

United States Finance

AP

Anderson P.C.

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

United States Finance

SJ

Steptoe LLP

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Fund Finance

CRD VI: Updated Implications For US Fund Finance Lenders

The European Banking Authority ("EBA"), in consultation with the European Securities and Markets Authority and the European Insurance and Occupational Pensions Authority...

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

Mayer Brown partner Kiel Bowen and associate Andi Wilt authored this article discussing how participations are increasingly...

United States Finance

MB

Mayer Brown

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

With near-constant reports on the growth and scale of the secondaries market, and headlines announcing marquee secondary fund closings, such as Carlyle AlpInvest's recent $20 billion fundraise...

United States Finance

RG

Ropes & Gray LLP

The Importance Of Complying With Private Fund Documents For Affiliate Transactions

United States Finance

LS

Lowenstein Sandler

Crafting Credit Facilities For Defined Contribution Plans

United States Finance

MB

Mayer Brown

Subscription Finance: Cascading Pledges

United States Finance

MB

Mayer Brown

Investor Letters In Subscription Credit Facilities: Strategic Benefits For SMAs And Concentrated Investor Funds

United States Finance

MB

Mayer Brown

Private Credit Is Booming; Banks Want Back In

United States Finance

WS

Winston & Strawn LLP

FTC Imposed $9.6 Million Judgement Against Debt Collector For Alleged Threats And Phantom Debt

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Charges, Mortgages, Indemnities

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

On September 4, the CFPB published its Spring 2025 Unified Agenda on the Office of Information and Regulatory Affair's website.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

President Trump is appealing a federal judge's decision that blocked him from firing Lisa Cook from the Federal Reserve Board.

United States Finance

BS

Ballard Spahr LLP

Selling A House In San Diego Probate: Step-by-Step California Guide (2025)

Selling a house in probate can be challenging. This expert guide outlines crucial steps when selling a house in San Diego probate, clarifying legal processes and options for personal representatives.

United States Real Estate

O

Opelon

Illinois Proposes Regulations For Shared Appreciation Agreements Under The Residential Mortgage License Act

United States Finance

SM

Sheppard Mullin Richter & Hampton

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Recent Transactions

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Connecticut Repeals Mortgage Servicer Licensing Exemption For Licensed Mortgage Lenders

United States Finance

MB

Mayer Brown

Licensing Link August 2025

United States Finance

MB

Mayer Brown

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Latest Videos

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New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

Climate Week Roundtable with ICMA & Mayer Brown

United States Finance

MB

Mayer Brown

2025 Emerging Manager Forum

United States Finance

KG

K&L Gates LLP

The Retail Private Markets Revolution: A Guide For Private Fund Managers

United States Finance

GP

Goodwin Procter LLP

A New Era For Banking: What President Trump’s Debanking Executive Order And Related State Laws Mean For Financial Institutions, Government, And Banking Customers

United States Finance

BS

Ballard Spahr LLP

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

2025 Retail Law Conference

United States Finance

BB

Bass, Berry & Sims

FIA State Attorneys General Webinar

United States Finance

W

WilmerHale

Continuation Fund - Structuring Considerations, Terms, Benefits And Risks

United States Finance

M

Mintz

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