PRESS RELEASE
6 March 2023

MiFID 2 For Investment Fund Managers With An Extended License

AM
Arendt & Medernach

Contributor

About Arendt

Arendt combines the entire value chain of services dedicated to Asset Managers, Banks, Insurers, Public Institutions and Private Clients operating in Luxembourg.

-Legal & Tax
-Regulatory & Consulting
-Investor Services

Legal & Tax

We assist clients in structuring and running their business from a legal and tax standpoint across Luxembourg. Our teams directly serve international clients or work in close collaboration with foreign partner law firms.

Together with our regulatory consultants and investor services experts, we bridge the gap between legal/tax advice and its implementation. We deliver best-in-class services along our clients’ business life cycles.

The 450 legal experts of Arendt & Medernach have a wealth of experience in a wide variety of specialisations. Together, they are able to advise on a complete range of 15 complementary practice areas

The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.
Luxembourg

A COMPILATION OF COMPREHENSIVE LEARNING SOLUTIONS, BESPOKE TRAINING SESSIONS, SPECIALISED WORKSHOPS AND COACHING SESSIONS

Training Session

TUESDAY

Mar 21, 2023

9:00 AM

To

TUESDAY

Mar 21, 2023

1:00 PM

WHERE?

Arendt House
41 Avenue John F. Kennedy
L-2082 Luxembourg
Luxembourg

Google Maps_

WHO?

speakers

Nicolas Deldime

Book_

Objectives

The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.

Content

  1. Introduction – extent of the application of MiFID II to IFMs extended scope
  • Eligible investment services and their particularities
  • Operating conditions and organisational measures
  1. MIFID II rules:
  • Client categorization
    • MiFID definitions and other definitions
  • Information to clients
    • dos and don'ts
    • costs and charges: transparency
    • costs and charges disclosures: MiFID vs. KIIDs/ PRIIPs
  • Suitability & Appropriateness
    • nature of information to be gathered
    • record keeping
  • Inducement
    • MiFID 1, UCITS and AIFM Directives
    • change and impact linked to MiFID 2
    • independent investment advice
    • investment research: historical set-up and 2 options of unbundling investment research
  • Product governance
    • manufacturer and distributer
    • target market / EMT
  • Reporting to clients
    • content and periodicity
  • Best execution
    • main changes/ points of attention
    • policy
    • performance indicators (RTS 27 report, RTS 28 report)
  • Record-keeping
    • requirements (format (do's and don'ts), period of retention)
    • others (client order handling, service contract, etc.)

Speaker(s)

Nicolas Deldime (Partner, Arendt Regulatory & Consulting)

Target Group

Board members, daily managers, internal control functions, front/ middle/ back office persons involved in MIFID service rendered to clients.

Duration

4 hours

Language

English

Price

500€

PRESS RELEASE
6 March 2023

MiFID 2 For Investment Fund Managers With An Extended License

Luxembourg

Contributor

About Arendt

Arendt combines the entire value chain of services dedicated to Asset Managers, Banks, Insurers, Public Institutions and Private Clients operating in Luxembourg.

-Legal & Tax
-Regulatory & Consulting
-Investor Services

Legal & Tax

We assist clients in structuring and running their business from a legal and tax standpoint across Luxembourg. Our teams directly serve international clients or work in close collaboration with foreign partner law firms.

Together with our regulatory consultants and investor services experts, we bridge the gap between legal/tax advice and its implementation. We deliver best-in-class services along our clients’ business life cycles.

The 450 legal experts of Arendt & Medernach have a wealth of experience in a wide variety of specialisations. Together, they are able to advise on a complete range of 15 complementary practice areas

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More