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Miller & Chevalier Chartered
¡(H)Ola Compliance! Podcast: Bate Papo com Sergio Moro was covered by Latinvex in an article entitled "Latin America Corruption: Politics Hamper Progress."
Winston & Strawn LLP
On April 14, Winston & Strawn Antitrust Partner Jeffrey Amato will present "Beyond the Allegation: How to Effectively Conduct Compliance Investigations" at the Governance, Risk & Compliance ConfEx.
Archer & Greiner P.C.
The Pennsylvania Department of Revenue announced that it is offering a 90-day voluntary compliance program...
Reed Smith
Effective January 14, 2020, the Internal Revenue Service ("IRS") implemented a final rule (the "Final Rule") concerning the tax deductibility of settlement payments made to the government.
Foley Hoag LLP
As a reminder, the compliance date for the National Futures Association's (NFA) Swaps Proficiency Requirements is January 31, 2021.
Cadwalader, Wickersham & Taft LLP
NFA reminded firms that January 31, 2021 is the compliance date for the associated persons of swap dealers and intermediaries to satisfy their Swaps Proficiency Requirements.
Butler Snow LLP
Butler Snow attorney Jim Letten provides a brief overview of the Foreign Corrupt Practices Act (FCPA) and details why compliance with the law is important.
Cadwalader, Wickersham & Taft LLP
The Office of Compliance Inspections and Examinations identified compliance issues for investment advisers in connection with the Compliance Rule.
Akin Gump Strauss Hauer & Feld LLP
On November 19, 2020, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) published a risk alert
Cadwalader, Wickersham & Taft LLP
The Office of Compliance Inspections and Examinations observed compliance deficiencies for investment advisers with branch offices and geographically dispersed operations.
Ballard Spahr LLP
The CFPB has issued a "Statement of Policy on Applications for Early Termination of Consent Orders."
Proskauer Rose LLP
As we previously reported, OFCCP released its latest Corporate Scheduling Announcement List (CSAL) on September 11, 2020, in which it identified 2,250 supply and service contractor...
Proskauer Rose LLP
On September 14, 2020, the Federal Register published an information collection request ("ICR") by the OFCCP in which the agency discloses...
Ogletree, Deakins, Nash, Smoak & Stewart
In recent months, Wisconsin federal courts have witnessed a dramatic increase in class litigation raising breach of fiduciary duty claims under the Employee Retirement Income Security Act of 1974...
Holland & Knight
With issuance of the June 29, 2020, memorandum by the U.S. Environmental Protection Agency (EPA) indicating that the temporary policy regarding EPA's exercise of enforcement discretion...
Groom Law Group
Unless the Securities and Exchange Commission (SEC) has a significant change of heart, the June 30 compliance date of its Regulation Best Interest (Reg BI) is almost upon us.
Arnold & Porter
On Monday, June 1, 2020, the Department of Justice (DOJ) Criminal Division published updates to its guidance on the factors that federal prosecutors should consider when assessing the...
Ropes & Gray LLP
In the second episode of Ropes & Gray's podcast series, Culture & Compliance Chronicles, litigation & enforcement attorneys Tina Yu and Amanda Raad...
Morrison & Foerster LLP
Stacey Sprenkel leads Morrison & Foerster's Global Ethics and Compliance practice and is a member of the firm's global anti-corruption team.
Maples Group
An ever-evolving regulatory landscape, the continued focus of cybersecurity and other emerging trends have made managing compliance a top priority for investment managers.
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