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Morrison & Foerster LLP
To help organisations stay on top of the main developments in European digital compliance, Morrison & Foerster's European Digital Regulatory Compliance team reports on some of the main European digital regulatory...
Ogier
The regulatory environment is increasingly complex and is often challenging for regulated businesses.
Cooley LLP
The New Legislative Framework (also known as the "NLF"), is a package of legislation first adopted in 2008 that consists of: (1) Regulation (EC) 765/2008, which sets out the requirements for...
Morrison & Foerster LLP
On 14 October 2021, the Office of Financial Sanctions Implementation ("OFSI") published its annual review for the financial year 2020-2021 (the "Annual Review").
Cooley LLP
The European Commission has adopted three new guidance documents, which will be relevant to product stakeholders.
Brodies LLP
The 4th Money Laundering Directive ("MLD 4") came into force in the EU on 26 June 2017. On that date, the UK implemented the Money Laundering Regulations 2017 to transpose MLD 4 into UK law.
Jersey
Ocorian
Built by experienced compliance consultants and ex-regulators, Newgate Compliance's Training Centre is a dynamic e-learning solution that helps businesses meet their mandatory training requirements...
UK
Ocorian
Asset managers are having to do more with less these days. Investor expectations are higher than ever and dwindling margins and rapidly evolving regulations are making generating returns increasingly difficult.
Ocorian
Built by experienced compliance consultants and ex-regulators, Newgate Compliance's Training Centre is a dynamic e-learning solution that helps
BCL Solicitors LLP
Following the Grenfell Tower tragedy, fire safety has come under ever greater scrutiny. There is increased pressure on responsible persons to comply with fire safety duties and on fire authorities to take enforcement action.
Ropes & Gray LLP
Welcome, everyone, and thank you for joining us on Culture & Compliance Chronicles, a podcast series focused on the behavioral sciences approach to risk management.
Safecall
Kristy Grant-Hart is a compliance and data privacy thought leader specialising in transforming compliance departments into in-demand business assets.
Herbert Smith Freehills
On 17 January 2020 the UK Serious Fraud Office ("SFO") updated its Operational Handbook to include a new chapter on evaluating a compliance programme
DLA Piper UK LLP
On 17 January 2020, the UK Serious Fraud Office updated its Operational Handbook regarding Evaluating a Compliance Programme (the Handbook).
Fenwick Elliott LLP
The above general principle is, however, subject to a major exception in relation to Statutory Requirements.
Dentons
In our previous podcast, we looked at organisational governance arrangements. Central to effective governance is accurate and targeted data and, as we approach 2020
Travers Smith LLP
In the first contested prosecution under section 7 of the UK's Bribery Act 2010 (the "Act"), a Londonbased interiors company has been found guilty of the 'corporate offence' of failing to prevent bribery.
TMF Group BV
Why is compliance so challenging? How does a truly global compliance framework look like? What does the future hold for compliance professionals?
Vistra
Business relationships with family members and known close associates of a PEP are also subject to greater scrutiny.
TMF Group BV
Anteriormente, el cumplimiento era una función reservada de administración, recibiendo poca atención por parte de la Junta.
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